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Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

Found 1626 results. Displaying page 1 of 109

  1. 26 June 2024

    Statement of Intent 2024 to 2028

    The SOI provides a four-year outlook on the performance measures that we will use to demonstrate progress towards our strategic intentions (alternatively referred to as strategic objectives), spanning 1 July 2024 to 30 June 2028.
    Tags
    Type
    PDF, Corporate publications, Statement of intent

  2. 26 June 2024

    Statement of Performance Expectations 2024 to 2025

    This SPE sets out our financial forecast for the financial year 1 July 2024 to 30 June 2025. It is prepared in line with the Crown Entities Act 2004 and should be read together with the FMA’s Statement of Intent 2024-2028
    Tags
    Type
    PDF, Corporate publications, Statement of Performance Expectations

  3. 25 June 2024

    NZX Obligations Review 2024

    Findings from the FMA's review of how well NZX is meeting its licensed market operator obligations, for the period 1 January to 31 December 2023.
    Tags
    Reports and Papers, Roles, News, Business, Market operator, News & Insights
    Type
    PDF

  4. 20 June 2024

    Auditor Regulation and Oversight Plan 2024 2027

    This document is for: Registered auditors, Accredited bodies, People who prepare financial statements for FMC reporting entities, Directors of FMC reporting entities
    Tags
    Auditors, Regulation, Roles, Business
    Type
    PDF, Report

  5. 19 June 2024

    CRD What you need to know

    This guide has been produced by the FMA and the External Reporting Board (XRB). It is intended for anyone interested in understanding the basics of the CRD regime.
    Tags
    Climate related disclosure, Ethical investing, Business, Consumer
    Type
    PDF

  7. 14 June 2024

    Fair conduct programmes information for smaller firms

    This information sheet provides information and examples to help smaller Financial Institutions (FIs) establish, implement and maintain their fair conduct programme.
    Tags
    Conduct of Financial Institutions Bill (CoFI), Financial Institutions, Business
    Type
    PDF

  10. 30 May 2024

    Financial Advice Provider Monitoring Insights

    Findings from the FMA’s supervision activities and monitoring of Class 1 and 2 licensed financial advice providers
    Tags
    Authorised body under a FAP, Financial Advice Provider, Financial Adviser, Reports and Papers, Roles, Business, News & Insights, Nominated representatives
    Type
    PDF

  13. 22 May 2024

    Climate related disclosures monitoring plan 2023-2026

    Climate related disclosures monitoring plan 2023-2026.
    Tags
    Authorised body under a FAP, Banking, Insurance Providers, Climate related disclosure, Roles, Climate Reporting Entities, Financial Institutions, Business, Managed investment schemes
    Type
    PDF, Guidance