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Promoting fair, efficient and transparent financial markets


    KiwiSaver sales and advice

    This guidance note outlines our view on what advisers or providers of KiwiSaver should talk to investors about, types of advice and the use of customer incentives.

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    A guide to the FMA's view of conduct

    This guide describes why good conduct matters and how high standards of conduct support fair, efficient and transparent markets.  

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    Code of Professional Conduct for AFAs

    The revised Code of Professional Conduct has now been published. See how this impacts you.

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Latest reports

Latest reports

  • CPA

    Accredited Body Report - Certified Practising Accountants (CPA) Australia

    12 December 2017


    Accredited Body Report – New Zealand Institute of Chartered Accountants (NZICA)

    12 December 2017


Latest guidance

Latest guidance

  • Crowd and p 2 p

    Fair dealing in advertising and communications – crowdfunding and peer-to-peer lending

    15 March 2018

  • BKBM

    Bank Bill Benchmark Rate guidance

    11 October 2017

    To raise awareness about how BKBM and closing rates are calculated and the related controls, we have published a resource sheet and an industry guidance note.

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