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Promoting fair, efficient and transparent financial markets

How much of your KiwiSaver return is made up of fees?

How much of your KiwiSaver return is made up of fees?

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    Find out by using our KiwiSaver Tracker. It shows you how much of your fund return you’re paying in fees and compares your KiwiSaver fund against similar ones.

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Case updates

  • Prince

    Prince & Partners admits failings as Viaduct Trustee

    28 August 2018

    Prince and Partners Trustee Company (Prince) has admitted a series of failings in its role as trustee of Viaduct Capital Limited (Viaduct), a finance company that went into receivership in 2010. The civil proceedings brought by the FMA against Prince have been settled for $4.5 million.

    It is the first time the FMA has brought a case under section 34 of the Financial Markets Authority Act 2011. These powers enable the FMA to exercise the rights of action of investors, in this case, the Treasury and investors who were not covered by the Retail Deposit Crown Guarantee Scheme. The settlement has been approved by the High Court, a condition for proceedings brought using these powers.  Read in full.

  • Forestlands

    Update for Forestlands investors

    See all our updates for Forestlands.

What to expect from your financial services provider

What to expect from your financial services provider

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    Do you know what to expect when dealing with a financial services provider? Watch our video to find out.

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    KiwiSaver sales and advice

    This guidance note outlines our view on what advisers or providers of KiwiSaver should talk to investors about, types of advice and the use of customer incentives.

    Read more >

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    A guide to the FMA's view of conduct

    This guide describes why good conduct matters and how high standards of conduct support fair, efficient and transparent markets.  

    Read more >

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    Code of Professional Conduct for AFAs

    The revised Code of Professional Conduct has now been published. See how this impacts you.

    Read more >

 

Latest reports

Latest reports

  • KS

    Key Audit Matters – A ‘stock take’ of the New Zealand experience

    29 November 2017

  • AML/CFT

    Peer-to-peer and crowdfunding: sector snapshot

    27 November 2017

 

Latest guidance

Latest guidance

  • BKBM

    Bank Bill Benchmark Rate guidance

    11 October 2017

    To raise awareness about how BKBM and closing rates are calculated and the related controls, we have published a resource sheet and an industry guidance note.

  • SPH

    Guidance on substaintial product holder disclosures

    27 September 2017

    This guidance note is to assist substantial product holders in understanding their obligations and help to promote consistency in disclosures.

Work for us

Are you ready to join a vibrant and dynamic team that embraces work-life balance, a commitment to employee well-being, and opportunities for learning? Find out more about our organisation  here.

Current Vacancies


https://careers.fma.govt.nz