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Page last updated: 08 September 2023

Unregistered businesses

This list contains the names of businesses or individuals that are not registered as a financial service provider on the Financial Service Providers Register (FSPR) in New Zealand but may be in the business of providing financial services. An individual or entity that is in the business of providing a financial service to clients in New Zealand should be registered on the FSPR for that service. Not being registered on the FSPR may mean they are not complying with the requirements of New Zealand legislation.

The list is not exhaustive. Prior to engaging, we recommend checking that the Advisor is registered on the Financial Service Providers Register (FSPR).

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Found 199 results. Displaying page 12 of 14

  1. 26 April 2016

    Hangsiu Group Limited

    Hangsiu Group Limited was deregistered from the Financial Service Providers Register on 9 April 2016 and is not registered to provide financial services in New Zealand.

  2. 1 March 2016

    DGM Service Markets Limited

    DGM Service Markets Limited was deregistered from the Financial Service Providers Register on 7 November 2014 and the company is not registered to provide financial services in New Zealand.

  4. 24 February 2016

    WGM Group Limited

    WGM Group Limited, trading as Belfor FX, has been deregistered from the Financial Service Providers Register and is not registered to provide financial services in New Zealand.

  5. 23 February 2016

    Capital Market Investments Limited

    On the website http://www.noafx, Capital Market Investments Limited is claiming to be registered in New Zealand as a financial service provider and also a member of a disputes resolution scheme when in fact it is neither.

  6. 1 February 2016

    Belfor FX (WGM Group Limited)

    Belfor FX has been deregistered from the Financial Service Providers Register and is not registered to provide financial services in New Zealand.

  8. 1 November 2015

    Fund Access Limited

    Fund Access Limited is not registered to provide financial services in New Zealand.

  9. 1 October 2015

    www.brgfx.com

    www.brgfx.com claims to be regulated in New Zealand when this is not the case.

  10. 1 October 2015

    MercerFX.com

    Mercer Capital New Zealand is not registered as a company in New Zealand.

  11. 1 October 2015

    optionsrider.com

    Options Rider is not regulated as a financial service provider in New Zealand.

  12. 13 August 2015

    Market Investment Associates Limited

    We are concerned that Market Investment Associates Limited is claiming to be registered on the financial service providers register when this is not the case.

  13. 1 August 2015

    AIO Global Limited

    AIO Global Limited is claiming to be registered on the financial service providers register when this is not the case.

  14. 1 August 2015

    Tilney Asset Management

    Tilney Asset Management is not registered, authorised and/or licensed to offer financial services under New Zealand financial markets legislation.

  15. 1 May 2015

    CTM Group Limited (CTM)

    Complaints from overseas-based customers of CTM about CTM’s failure to repay clients in accordance with their instructions.