Page last updated: 08 September 2023

Unregistered businesses

This list contains the names of businesses or individuals that are not registered as a financial service provider on the Financial Service Providers Register (FSPR) in New Zealand but may be in the business of providing financial services. An individual or entity that is in the business of providing a financial service to clients in New Zealand should be registered on the FSPR for that service. Not being registered on the FSPR may mean they are not complying with the requirements of New Zealand legislation.

The list is not exhaustive. Prior to engaging, we recommend checking that the Advisor is registered on the Financial Service Providers Register (FSPR).

Deciding how to invest

ABC123 Group

ABC123 Group is holding out it is registered on the FSPR when it is not and they may be offering derivatives to New Zealand retail clients without holding a derivatives licence under the FMC Act.

phuei-century.com

There is no connection between the website www.phuei-century.com and Puhuei Century Limited nor are the activities of the website subject to regulation in New Zealand.

UB4Trade (owned and operated by Finatex Ltd)

Finatex Ltd is not registered to provide financial services in New Zealand.

Fitch Matthews Wealth Management trading as FM Wealth Management

Fitch Matthews Wealth Management is not registered on the FSPR therefore is not permitted to provide financial services to New Zealand residents.

Apex Capital AG

Apex Capital AG is not registered to provide financial services in New Zealand.

Victoria Capital Group

Victoria Capital Group is not registered to provide financial services in New Zealand.

Johnson Financial Consulting

Johnson Financial Consulting are not registered to provide financial services in New Zealand.

Investment and Trading Capital Limited

ITC was removed from the New Zealand Companies Register on 15 September 2017 and has never been registered to provide financial services in New Zealand.

Macoo Capital Group Limited

Macoo Capital Group Limited is not registered to provide financial services in New Zealand.

Standard Fidelity

Standard Fidelity is not registered to provide financial services in New Zealand.

Mrtmarkets

MrtMarkets, 10Broker, KHO TECH Ltd, AF Technologies and Nostro Technology OU are not registered to provide financial services in New Zealand

Forextfl

There is no connection between the website www.forextfl.com and Tessera Financial Limited, a New Zealand registered financial service provider, nor are the activities of the website subject to regulation in New Zealand.

Stern Options

Stern Options is not registered to provide financial services in New Zealand.

ZB Trading Limited

We do not recognise ZB Trading Limited and we do not authorise them to provide services in NZ or to NZ residents.

China Advisers

China Advisers is not a registered financial service provider, is not registered on the New Zealand Companies Register and is not licensed to provide financial services in New Zealand.