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Page last updated: 08 September 2023

Unregistered businesses

This list contains the names of businesses or individuals that are not registered as a financial service provider on the Financial Service Providers Register (FSPR) in New Zealand but may be in the business of providing financial services. An individual or entity that is in the business of providing a financial service to clients in New Zealand should be registered on the FSPR for that service. Not being registered on the FSPR may mean they are not complying with the requirements of New Zealand legislation.

The list is not exhaustive. Prior to engaging, we recommend checking that the Advisor is registered on the Financial Service Providers Register (FSPR).

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Found 203 results. Displaying page 11 of 14

  1. 14 August 2017

    Mrtmarkets

    MrtMarkets, 10Broker, KHO TECH Ltd, AF Technologies and Nostro Technology OU are not registered to provide financial services in New Zealand

  2. 11 July 2017

    Stern Options

    Stern Options is not registered to provide financial services in New Zealand.

  3. 21 June 2017

    ZB Trading Limited

    We do not recognise ZB Trading Limited and we do not authorise them to provide services in NZ or to NZ residents.

  4. 13 June 2017

    China Advisers

    China Advisers is not a registered financial service provider, is not registered on the New Zealand Companies Register and is not licensed to provide financial services in New Zealand.

  5. 12 May 2017

    Pearson Investments LLC

    Pearson Investments is not incorporated in New Zealand nor registered on the FSPR therefore is not permitted to provide financial services to New Zealand residents.

  6. 5 May 2017

    Bancde Options

    Bancde Options is not allowed to offer financial services in New Zealand.

  7. 12 April 2017

    HPoption

    HPoption is not registered to provide financial services in New Zealand.

  8. 1 March 2017

    Koenig Rowe Campbell Alliance

    Koenig Rowe Campbell Alliance is not registered on the FSPR and is therefore not allowed to offer financial services in New Zealand.

  9. 19 January 2017

    Campbell Investments Limited

    Persons purporting to be involved with a UK registered company Campbell Investments Limited are offering to provide investment advice in NZ without the appropriate registration and license.

  10. 19 January 2017

    Larsson and York Wealth Management

    Larsson and York is not a registered financial service provider in New Zealand therefore is not allowed to offer financial services in New Zealand.

  11. 7 December 2016

    Binary Selections

    Binary Selections do not hold a derivatives issuer licence and is not registered to provide financial services in New Zealand.

  12. 8 November 2016

    The Retirement Shop T/A TRS Online

    The Retirement Shop T/A TRS Online is not registered on the FSPR and is therefore not allowed to offer financial services in New Zealand.

  13. 17 October 2016

    Tall Options

    Tall Options and Corporate Enterprises PTY Limited are not registered on the FSPR and therefore they are not allowed to offer financial services in New Zealand.

  14. 29 September 2016

    Florin Investment Limited

    Florin Investment Limited is not registered on the FSPR and is therefore not allowed to offer financial services in NZ.

  15. 11 August 2016

    Baumann Group

    Baumann Group is not registered to provide financial services in New Zealand.