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Page last updated: 08 September 2023

Unregistered businesses

This list contains the names of businesses or individuals that are not registered as a financial service provider on the Financial Service Providers Register (FSPR) in New Zealand but may be in the business of providing financial services. An individual or entity that is in the business of providing a financial service to clients in New Zealand should be registered on the FSPR for that service. Not being registered on the FSPR may mean they are not complying with the requirements of New Zealand legislation.

The list is not exhaustive. Prior to engaging, we recommend checking that the Advisor is registered on the Financial Service Providers Register (FSPR).

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Found 203 results. Displaying page 14 of 14

  1. 22 July 2013

    FX Promax Limited

    FX Promax Limited is not registered on the New Zealand Companies Register and is not a registered financial service provider.

  2. 25 February 2013

    Ajay Kumar Vallabhaneni

    Mr Vallabhaneni is no longer authorised to provide financial adviser services.

  3. 1 November 2012

    IB Capital FX (NZ) LLP

    This entity was registered on the Financial Service Providers Register but has been de-registered as it did not have a place of business in New Zealand.

  4. 1 January 2011

    Herrand Associates

    Herrand Associates is not registered as a Financial Services provider in New Zealand and is therefore not allowed to offer financial services in New Zealand.

  5. 1 January 2011

    Liberty Global Partners

    Liberty Global Partners is not registered as a Financial Services provider in New Zealand and is therefore not allowed to offer financial services in New Zealand.

  6. 1 January 2011

    Millennium FX

    Millennium FX is not registered as a Financial Services provider in New Zealand and is therefore not allowed to offer financial services in New Zealand.

  7. 1 January 2011

    Options Global Ltd

    Watford, Dunning & Partners Ltd (Watford Dunning) and Options Global are not registered New Zealand Companies and are not registered to provide financial services in New Zealand.

  8. 1 January 2011

    Watford, Dunning & Partners Ltd

    Watford Dunning and Options Global are not registered New Zealand Companies and are not registered to provide financial services in New Zealand.