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Page last updated: 08 September 2023

Unregistered businesses

This list contains the names of businesses or individuals that are not registered as a financial service provider on the Financial Service Providers Register (FSPR) in New Zealand but may be in the business of providing financial services. An individual or entity that is in the business of providing a financial service to clients in New Zealand should be registered on the FSPR for that service. Not being registered on the FSPR may mean they are not complying with the requirements of New Zealand legislation.

The list is not exhaustive. Prior to engaging, we recommend checking that the Advisor is registered on the Financial Service Providers Register (FSPR).

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Found 203 results. Displaying page 6 of 14

  1. 6 May 2021

    TopMarketCap

    We are concerned that TopMarketCap does not hold a Derivative Issuer License and is not a registered financial service provider in New Zealand or licensed by the FMA.

  2. 13 April 2021

    Aotearoa Green Sustainable Co-Op (AGSO)

    Warning about Aotearoa Green Sustainable Co-Op (AGSO). We are concerned that AGSO is likely to be offering financial services and/or products to New Zealand residents without being appropriately registered on the Financial Service Providers Register to do so.

  3. 12 March 2021

    Cornucopia

    Cornucopia is not a registered New Zealand company and is not registered to provide financial products or services to New Zealand residents.

  4. 2 March 2021

    Crypto Currency Trading Group

    We are concerned that Crypto Currency Trading Group is actively seeking to provide financial services to NZ retail investors but is not registered on the Financial Service Providers Register (FSPR) as a financial service provider and is not a member of an approved Dispute Resolution Scheme, as required by the Financial Service Providers (Registration and Dispute Resolution) Act 2008 (FSP Act).

  5. 16 February 2021

    FourtryFinancial

    FourtryFinancial is not a registered financial service provider in New Zealand and is therefore not authorised to offer financial services or products to New Zealand residents.

  6. 23 December 2020

    Innovative Hedging Strategies

    Innovative Hedging Strategies is offering financial services to New Zealand residents but is not registered as a Financial Service Provider in New Zealand.

  8. 24 November 2020

    Endeavor Capital Partners

    Endeavor Capital Partners is not registered to provide financial services in New Zealand.

  9. 23 November 2020

    Absolute Global Marketing

    The FMA recommends exercising caution before dealing with Absolute Global Marketing and their website, www.agmarkets.co. Absolute Global Marketing is not registered on the FSPR and is not an incorporated company in New Zealand.

  10. 23 November 2020

    Axes LLC

    Axes LLC is not a registered financial service provider and is unable to offer financial services/products to New Zealand residents.

  11. 21 October 2020

    BND Traders and DMAX

    https://www.bndtraders.com/ and https://www.dmaxinvestments.com/services-real-estate/  are not registered financial service providers in New Zealand or licensed by the FMA.

  12. 30 September 2020

    King-Banner

    King-Banner is not incorporated company or registered financial service provider in New Zealand. They are therefore not permitted to provide financial services/products to New Zealand residents.

  13. 5 June 2020

    Crowd1 and Impact Crowd Technology S.L.

    We recommend exercising caution before dealing with Crowd1 and Impact Crowd Technology S.L. as they are not registered companies or financial service providers in New Zealand.

  14. 19 May 2020

    Pioneer Income

    Pioneer Income is not registered as a financial service provider in New Zealand and is therefore not permitted to provide financial services/products to New Zealand residents. 

  15. 17 April 2020

    MetalsWise

    MetalsWise is not registered and/or licensed to offer financial services to New Zealand residents.