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Page last updated: 08 September 2023

Unregistered businesses

This list contains the names of businesses or individuals that are not registered as a financial service provider on the Financial Service Providers Register (FSPR) in New Zealand but may be in the business of providing financial services. An individual or entity that is in the business of providing a financial service to clients in New Zealand should be registered on the FSPR for that service. Not being registered on the FSPR may mean they are not complying with the requirements of New Zealand legislation.

The list is not exhaustive. Prior to engaging, we recommend checking that the Advisor is registered on the Financial Service Providers Register (FSPR).

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Found 206 results. Displaying page 9 of 14

  1. 18 July 2018

    Caxton Global

    Caxton Global claims it is a registered financial service provider, authorised and regulated in New Zealand, when this is not the case.

  2. 9 July 2018

    En Zheng Gold New Zealand

    Entity is not registered on the Financial Service Providers Register to provide financial services in New Zealand

  4. 27 June 2018

    Prestige Wealth Solutions

    Prestige Wealth Solutions and its associates are not registered to provide financial services in New Zealand. Please exercise caution when dealing with this entity.

  5. 26 June 2018

    Mace, Parry and Associates

    Mace, Parry and Associates is not a registered New Zealand Company and is not registered to provide financial services in New Zealand.

  8. 15 May 2018

    Rostones

    Rostones is not a New Zealand registered company and is not associated with, nor an authorised representative of, Rostones Group Limited.

  9. 5 May 2018

    DBSB Global

    DBSB Global is not registered on the Financial Service Provider Register (FSPR) to provide financial services in New Zealand.

  10. 4 May 2018

    Kartarie

    Kartarie claims to be registered on the Financial Service Providers Register (FSPR) when it is not.

  11. 23 April 2018

    Pinnacle Invest Group Ltd

    US based Pinnacle Invest Group Ltd is not registered to provide financial services in New Zealand.

  12. 23 April 2018

    Woodward Partners Panama

    Woodward Partners Panama is not a registered financial services provider and therefore not able to legally offer financial services in New Zealand.

  13. 20 April 2018

    Independent Brokers LLC

    The website www.independentbrokersllc.com is not registered to provide financial services in New Zealand.

  14. 19 April 2018

    qsmartlimited.com

    Qsmart Limited and the website www.qsmartlimited.com are not registered to offer financial services in New Zealand.

  15. 16 April 2018

    WTG Finance Limited

    WTG Finance Limited is not registered on the Financial Service Providers Register, it is therefore not permitted to provide financial services to New Zealand residents.