Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

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Found 1629 results. Displaying page 5 of 109

7 October 2024

FMA v AA Insurance Ltd

Judgement of AA Insurance to pay $6.175 million penalty for misleading customers
2 October 2024

Wire transfer guidance for new regulations

Wire transfer guidance for new regulations
27 September 2024

FMA submission on the Finance and Expenditure Committees inquiry into banking competition

FMA submission on the Finance and Expenditure Committee’s inquiry into banking competition
26 September 2024

Catalist 2024 GOR

Catalist 2024 for GOR
25 September 2024

Exemption Notice 2024 - Financial Markets Conduct Spark New Zealand Limited Group

Financial Markets Conduct (Spark New Zealand Limited Group) Exemption Notice 2024
24 September 2024

KiwiSaver Annual Report 2024

KiwiSaver Annual Report 2024
16 September 2024

Financial Institution regulatory returns feedback form

Financial Institution regulatory returns feedback form
16 September 2024

Financial Institution regulatory return draft questions

Financial Institution regulatory return draft questions
16 September 2024

Financial Institution regulatory returns consultation paper

Consultation paper: Regulatory returns for financial institution licensees
11 September 2024

Ethical investing disclosure insights

This document provides an update on the FMA's supervision of ethical investment disclosure.
10 September 2024

Understanding Artificial Intelligence in Financial Services

This report looks at current and future use of artificial intelligence (AI) within the financial services sector.
9 September 2024

Rockfort Markets v FMA Judgment

Rockfort Markets v FMA Judgment with details of licence cancellation due to Rockfort materially contravening eight of its licence obligations.
3 September 2024

Investigations and Insider Trading data OIA 2024 response

Statistics on Investigations, Insider Trading and Market Manipulation
3 September 2024

FMA as supervisor of AML 2024 OIA response

FMA as supervisor of AML 2024 OIA response
3 September 2024

Ministers secondary briefing OIA 2024 repsonse

Any secondary briefing provided by our minister since 27 November 2023 to the FMA