Document Library

Found 1686 results. Displaying page 1 of 113

1. 31 October 2024

   Market Cleanliness Report 2024

   This research examines the cleanliness of the New Zealand equity market since 2004.

2. 30 October 2024

   Feedback form DIMS reporting exemption renewal consultation

   Feedback form DIMS reporting exemption renewal consultation

3. 30 October 2024

   Consultation paper DIMS reporting exemption renewal

   Consultation paper - DIMS exemption.

4. 30 October 2024

   Exemption Notice 2024 - Financial Markets Conduct Tor FX Pty Limited

   Financial Markets Conduct (Tor FX Pty Limited ) Exemption Notice 2024

5. 24 October 2024

   Ease of Doing Business survey 2024

   FMA published the FMA Ease of Doing Business survey 2024 Understanding Key Stakeholders

6. 24 October 2024

   FMA Annual Report 2024

   Financial Markets Authority 2024 Annual Report

7. 23 October 2024

   DIMS Sector Insights 2024

   Insights from our 2022-2024 monitoring of the Discretionary Investment Management Service (DIMS) sector

8. 22 October 2024

   Exemption Notice 2024 - Financial Markets Conduct Climate related Disclosures Fletcher Building Industries Limited

   Financial Markets Conduct Climate related Disclosures Fletcher Building Industries Limited Exemption Notice 2024

9. 18 October 2024

   Financial Markets Conduct (NZX NZ Markets Disciplinary Tribunal Rules) Approval of Rule Change Notice 6/2024

   Financial Markets Conduct NZX NZ Markets Disciplinary Tribunal Rules Approval of Rule Change Notice 6

10. 18 October 2024

    Financial Markets Conduct (NZX Participant Rules) Approval of Rule Change Notice 4/2024

    Financial Markets Conduct NZX Participant Rules Approval of Rule Change Notice 4

11. 18 October 2024

    Financial Markets Conduct (NZX Derivatives Market Rules) Approval of Rule Change Notice 5/2024

    Financial Markets Conduct (NZX Derivatives Market Rules) Approval of Rule Change Notice 5/2024

12. 18 October 2024

    FMIA Guidance Oct 2024 Designations

    This guidance explains the roles of the Reserve Bank and Financial Markets Authority, and the approach the two agencies take when FMIs are designated that can be found here

13. 16 October 2024

    Submissions report Scheme wind up guidance

    Submissions report following consultation on Scheme wind up guidance.

14. 16 October 2024

    Guidance on winding up requirements for registered schemes

    This document is for Supervisors and Managers of registered schemes. It provides guidance on the requirements in section 212 (Initial steps in winding up of registered scheme) and section 213 (Winding-up report) of the Financial Markets Conduct Act 2013.

15. 15 October 2024

    Licensing guide Part B Crowdfunding Service Providers

    Licensing guide Part B Crowdfunding Service Providers