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Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

Found 1646 results. Displaying page 2 of 110

  2. 23 December 2024

    Case stated for the opinion of the Court

    Under Section 48 of the Financial Markets Authority Act 2011 and Part 21 of the High Court Rules 2016 in the matter of a case stated by the Financial Markets Authority

  3. 20 December 2024

    FMA Pritesh Patel enforceable undertaking

    This enforceable undertaking is given by Pritesh Patel (Mr Patel), and has been accepted by the Financial Markets Authority (FMA) in accordance with sections 46 and 46A of the Financial Markets Authority Act 2011 (FMA Act).

  6. 16 December 2024

    ASX 24 Obligations Review 2024

    Findings from the FMA’s review of how well ASX 24 is meeting its licensed market operator obligations, for the two-year period 1 July 2022 to 30 June 2024.

  7. 16 December 2024

    SGX DT Obligations Review 2024

    Findings from the FMA’s review of how well SGX-DT is meeting its licensed market operator obligations, for the period 1 July 2023 to 30 June 2024