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Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

Found 1719 results. Displaying page 1 of 115

  1. 4 April 2025

    Fair conduct programme insights report

    Insights from the FMA’s review of fair conduct programmes received from financial institutions ahead of the commencement of the CoFI regime.

  2. 3 April 2025

    Financial Markets Conduct (Vision Invest NZ Funds) Exemption Notice 2025

    The Financial Markets Conduct (Vision Invest NZ Funds) Exemption Notice 2025 (Notice) exempts FundRock NZ Limited (FundRock) in respect of the Vision Income Fund (Fund) from certain disclosure provisions of Schedule 4 of the Financial Markets Conduct Regulations 2014 (the Regulations) relating to details being provided on Disclose Register about loans made by FundRock NZ Limited (FundRock) that are assets of the Fund. The exemption is subject to alternative disclosures being provided to investors.

  13. 20 March 2025

    FMA Outcome focused regulation

    This document provides an update in the evolution of our approach to outcomes-focused regulation. It details how we approach regulation and provides examples of our outcomes-focused approach.