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8 November 2013

Exemption Notice - Financial Reporting Act (OnePath Custodians Pty Limited)

Financial Reporting Act (OnePath Custodians Pty Limited) Exemption Notice 2013
8 November 2013

NZX Participant Rules - Approval of market rules notice 2013

This notices comes into force on 11 Nov 2013. This notice allows for NZX to replace the NZX Participant Rules dated 24 Aug 2012 with the NZX Participant Rules dated 8 Nov 2013
1 November 2013

A Guide to the Financial Markets Conduct Act 2013 Reforms

This Guide explains the purposes of the Financial Markets Conduct (FMC) Act 2013 and how it fits in with other financial markets reforms. There is also a big picture view of the main reforms included in the FMC Act.
1 November 2013

Future of Financial Markets Report 2013

In this paper, the FMA sets out the changes to be implemented will be when the Financial Markets Conduct (FMC) Act comes into force.
30 October 2013

Main board/debt market listing rules - Approval of market rules notice 2013

This notice allows for NZX to replace the NZSX/NZDX listing rules dated 5 Oct 2012 with the board/debt market listing rules dated 30 Oct 2013
15 October 2013

FMP Medical Services Limited - order

Notice of orders to FMP Medical Services Limited cancelling registration of prospectus and prohibiting distribution of investment statement 15 October 2013
1 October 2013

Clear, Concise and Effective Disclosure? - Report 2013

In this report we outline our findings and observations to help issuers and their advisers understand our expectations of ‘clear, concise and effective’ disclosure. Published in October 2013.
1 October 2013

KiwiSaver Report 2013

The report details the principal matters transacted under the Act during the year ended 30 June 2013, and contains the sixth annual summary of the statistical returns, required to be lodged by KiwiSaver schemes under section 125 of the Act.
30 September 2013

Monitoring of non-GAAP disclosures response to guidance note

In this review we assessed the market’s response to the guidance note to gain an early indication of whether disclosures around non-GAAP (generally accepted accounting principles) financial information are improving.
1 September 2013

Superannuation Schemes Report 2013

This report has been prepared in accordance with section 28 of the Act and details the principal matters transacted under the Act for the year ended 30 June 2013. This report is solely in respect of registered superannuation schemes and does not include any KiwiSaver scheme data. There is a separate report prepared for KiwiSaver schemes in respect of the year ended 30 June 2013.
30 August 2013

NZ Council of Victim Support Groups - MOU

MOU concerning consultation, cooperation and the exchange of information between the FMA and New Zealand Council of Victim Support Groups
1 August 2013

AML/CFT - wire transfers fact sheet

The Anti-Money Laundering and Countering Financing of Terrorism Act 2009 (the Act) contains a set of obligations for reporting entities to enhance the transparency of wire transfers. Wire transfers have been assessed in the National Risk Assessment as presenting a high risk of money laundering in New Zealand, which is consistent with experience overseas.
1 August 2013

Consultation feedback Practical implications of Factsheet on Managing Intermediaries

Consultation feedback from DLA Phillips Fox: Practical implications of Factsheet on Managing Intermediaries feedback
1 August 2013

Guardian Trust submission

Submission made on behalf of The New Zealand Guardian Trust Company Limited in response to the consultation paper 'Practical Implications of Reporting Entitie transacting with other Reporting Entities and the Factsheet.
1 August 2013

Harbour submission

Submission in response to consultation by Harbour.