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  1. 20 December 2024

    FMA Pritesh Patel enforceable undertaking

    This enforceable undertaking is given by Pritesh Patel (Mr Patel), and has been accepted by the Financial Markets Authority (FMA) in accordance with sections 46 and 46A of the Financial Markets Authority Act 2011 (FMA Act).

  4. 16 December 2024

    Reports

    The FMA publishes a range of different research papers, reports and thematic reviews every year covering a range of topics from regulation updates to research or white papers that are relevant to market participants. View a full list of our published reports and papers on this page.

  5. 16 December 2024

    ASX 24 Obligations Review 2024

    Findings from the FMA’s review of how well ASX 24 is meeting its licensed market operator obligations, for the two-year period 1 July 2022 to 30 June 2024.

  6. 16 December 2024

    SGX DT Obligations Review 2024

    Findings from the FMA’s review of how well SGX-DT is meeting its licensed market operator obligations, for the period 1 July 2023 to 30 June 2024

  7. 16 December 2024

    News & Insights

    This section of the FMA website includes all news issued by the FMA including media releases; reports and papers; speeches; research papers; articles and opinion pieces.

  8. 16 December 2024

    Contact

    Find out how to contact the FMA if you wish to ask us a question; make a complaint; contact our helplines, visit our offices or make a media enquiry.

  10. 16 December 2024

    FMA Update

    We provide regular communications as part of our efforts to ensure you have access to the appropriate resources to help you make informed decisions – whether you are an industry professional or regular investor. Our monthly market update is called the FMA Update. Subscribe here.

  11. 16 December 2024

    Market operators

    A financial product market is a facility where financial products are bought or sold, or where offers or invitations to buy or sell financial products are made. Find the compliance, licensing and registration obligations and NZX notices on this page.

  12. 16 December 2024

    Financial market infrastructures

    Financial market infrastructures (FMIs) provide channels through which payments, securities, derivatives or other financial transactions are cleared, settled or recorded. Well-functioning and efficient FMIs play a critical role in promoting financial stability and economic growth. Read more about Financial Market Infrastructures (FMI) on this page.