7 June 2024
Financial Advice Provider (FAP)
A financial advice provider (FAP) is an individual or entity (e.g. a company) that provides a "financial advice service". Find out more about licensing, registration, costs and ongoing obligations as well as how to comply with the new Code of Professional Conduct for financial advice services including competence, knowledge and skill requirements as well as requirements for ethical behaviour, conduct and client care.
New Financial Advice regime, Compliance, Financial Advice Provider, Obligations, Licensing & registration, Roles, Financial Services Legislation Amendment Act (FSLAA), Business
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