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Page last updated: 08 September 2023

Unregistered businesses

This list contains the names of businesses or individuals that are not registered as a financial service provider on the Financial Service Providers Register (FSPR) in New Zealand but may be in the business of providing financial services. An individual or entity that is in the business of providing a financial service to clients in New Zealand should be registered on the FSPR for that service. Not being registered on the FSPR may mean they are not complying with the requirements of New Zealand legislation.

The list is not exhaustive. Prior to engaging, we recommend checking that the Advisor is registered on the Financial Service Providers Register (FSPR).

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Found 203 results. Displaying page 1 of 14

  1. 7 October 2024

    Aurotrade and associated websites – Unregistered

    We recommend caution when dealing with Aurotrade and its associated websites. On their websites they claim to be founded in New Zealand, however we have found no evidence that they have a presence here.

  11. 22 March 2024

    Apex Analytics – Unregistered

    FMA is concerned that Apex Analytics is offering New Zealanders financial services and financial products including convertible notes while not registered. Apex Analytics is not on the Financial Service Provider Register.

  14. 12 December 2023

    Banker Quotes - Unregistered Business

    FMA warns thatt Banker Quotes is offering financial services in New Zealand, while not being authorised or registered on the Financial Service Providers Register to provide these services.