11 November 2024
Audit Quality Monitoring Report 2017
Audit Quality
Monitoring Report
1 July 2016 – 30 June 2017
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Consumer
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Investing
- Investing basics
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Deciding how to invest
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Ethical investing
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Managing your investment
- Online investing platforms
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Types of investments
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Bank regulatory capital
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Binary options
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Bonds
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Cash investments
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Crowdfunding
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Cryptocurrencies
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Derivatives
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Exchange-traded funds
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Foreign exchange trading
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Gold and other commodities
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Investment software packages and seminars
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Managed funds
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Peer-to-peer lending
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Property investment
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Property syndicates
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Shares
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Wholesale investments
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Bank regulatory capital
- Getting advice
- Everyday finance
- KiwiSaver & Superannuation
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Unregistered businesses
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Investing
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Finance professionals
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Services
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Accredited bodies
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Administrators of financial benchmarks
- Auditors
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Authorised body under a financial advice provider licence
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Client money or property services provider
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Climate Reporting Entities (CREs)
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Crowdfunding service providers
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Crypto asset service providers
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Directors
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Derivatives issuers
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Discretionary Investment Management Service (DIMS)
- Financial advice provider
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Financial adviser
- Financial Institutions
- Financial market infrastructures
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Independent trustees
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Interposed persons under the financial advice regime
- Managed investment scheme manager
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Market operators
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Offer disclosure for equity and debt offers
- Offers of financial products
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Peer-to-peer lending service providers
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Supervisors
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Accredited bodies
- Focus areas
- Legislation
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Licensed & reporting entities
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Online Services
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Services
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About
- People & leadership
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Board
- Regulatory approach
- Enforcing the law
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Investor capability
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Corporate publications
- Careers Document library
- News & Insights Document library
- Scams Document library
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Contact
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When to contact us
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Make a complaint
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Official Information Act (OIA) requests
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Make a protected disclosure (whistleblowing)
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Frequently asked questions
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When to contact us