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Financial Markets Conduct Act exemptions

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Found 92 results. Displaying page 1 of 5

  1. 26 May 2017

    Financial Markets Conduct (Companies Being Wound Up – Debt Securities Allotted under Securities Act 1978) Exemption Notice 2017

    Financial Markets Conduct (Companies Being Wound Up – Debt Securities Allotted under Securities Act 1978) Exemption Notice 2017 Share this Share on Facebook Tweet this Email this Back to top...

    https://fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/fmc-companies-being-wound-up-debt-securities-allotted-under-securities-act-1978-exemption-notice-2017/

  2. 14 July 2017

    Financial Markets Conduct (Superannuation Schemes and Workplace Savings Schemes Being Wound Up – Securities Allotted under Securities Act 1978) Exemption Notice 2017

    Financial Markets Conduct (Superannuation Schemes and Workplace Savings Schemes Being Wound Up – Securities Allotted under Securities Act 1978) Exemption Notice 2017 Share this Share on Facebook Tweet this Email this Back to top...

    https://fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-superannuation-schemes-and-workplace-savings-schemes/

  3. 14 July 2017

    Financial Markets Conduct (Unit Trusts and Group Investment Funds Being Wound Up – Securities Allotted under Securities Act 1978) Exemption Notice 2017

    Financial Markets Conduct (Unit Trusts and Group Investment Funds Being Wound Up – Securities Allotted under Securities Act 1978) Exemption Notice 2017  Share this Share on Facebook Tweet this Email this Back to top...

    https://fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-unit-trusts-and-group-investment-funds/

  4. 30 June 2017

    Financial Markets Conduct (Australian Scholarships Group Friendly Society Limited) Exemption Notice 2017

    Financial Markets Conduct (Australian Scholarships Group Friendly Society Limited) Exemption Notice 2017 Share this Share on Facebook Tweet this Email this Back to top...

    https://fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-australian-scholarships-group-friendly-society-limited-exemption-notice-2017/

  5. 5 February 2017

    Financial Markets Conduct (Wholesale Investor Exclusion—$750,000 Minimum Investment) Exemption Notice 2017

    Financial Markets Conduct (Wholesale Investor Exclusion—$750,000 Minimum Investment) Exemption Notice 2017 Share this Share on Facebook Tweet this Email this Back to top...

    https://fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-wholesale-investor-exclusion750000-minimum-investment-exemption-notice-2017/