FMC Act exemptions

Found 120 results. Displaying page 2 of 8

1. 11 December 2024

   Financial Markets Conduct (Climate-related Disclosures – The Hongkong and Shanghai Banking Corporation Limited) Exemption Notice 2024

   The Financial Markets Conduct (Climate-related Disclosures— The Hongkong and Shanghai Banking Corporation Limited) Exemption Notice 2024 (HSBC) from the requirement, to keep climate related disclosure records and produce climate statements pursuant to Part 7A of the Financial Markets Conduct Act (Act).
2. 11 December 2024

   Financial Markets Conduct (Climate-related Disclosures – JPMorgan Chase Bank N.A.) Exemption Notice 2024

   This Exemption exempts JPMorgan Chase Bank N.A. (JPMorgan) from the requirement, to keep climate related disclosure records and produce climate statements pursuant to Part 7A of the Financial Markets Conduct Act (Act).
3. 11 December 2024

   Financial Markets Conduct (Climate-related Disclosures – Citibank N.A.) Exemption Notice 2024

   This exemption exempts Citibank N.A (Citibank) from the requirement, to keep climate related disclosure records and produce climate statements pursuant to Part 7A of the Financial Markets Conduct Act (Act).
4. 4 December 2024

   Financial Markets Conduct (Climate-related Disclosures – Australia and New Zealand Banking Group Limited) Exemption Notice 2024

   This exemption exempts Australia and New Zealand Banking Group Limited (ANZBGL) from its climate reporting obligations under Part 7A of the Financial Markets Conduct Act 2012.
5. 3 December 2024

   Financial Markets Conduct (Climate-related Disclosures - Coöperatieve Rabobank U.A) Exemption Notice 2024

   The exemption exempts Coöperatieve Rabobank U.A (Rabobank) from its obligations under section 461ZB(3)(a) of the FMCA (the Act) to the extent that the section requires Rabobank to include in its climate statement, climate reporting for the DLL Companies.
6. 26 November 2024

   Financial Markets Conduct (Climate Reporting Entities in Liquidation, Wind-up, or External Administration) Exemption Notice 2024

   Financial Markets Conduct (Climate Reporting Entities in Liquidation, Wind-up, or External Administration ) Exemption Notice 2024
7. 21 November 2024

   Financial Markets Conduct (Disclosure of Relevant Interests by Directors and Senior Managers) Exemption Notice 2024

   The Financial Markets Conduct (Disclosure of Relevant Interests by Directors and Senior Managers) Exemption Notice 2024 provides relief for directors and senior managers of listed issuers from the relevant interests disclosure requirements.
8. 21 November 2024

   Financial Markets Conduct (NZCDC Settlement System) Exemption Notice 2024

   The Financial Markets Conduct (NZCDC Settlement System) Exemption Notice 2024 provides relief for clearing and depository participants from the substantial holding disclosure requirements of the FMCA.
9. 6 November 2024

   Financial Markets Conduct (Conduct of Financial Institutions — The New India Assurance Company Limited) Exemption Notice 2024

   The Financial Markets Conduct (Conduct of Financial Institutions — The New India Assurance Company Limited) Exemption Notice 2024 (Notice) exempts The New India Assurance Company Limited (NIA) from the requirements under the FMC Act 2013
10. 30 October 2024

    Financial Markets Conduct (Tor FX Pty Limited ) Exemption Notice 2024

    The Financial Markets Conduct (Tor FX Pty Limited) Exemption Notice 2024 (Notice) exempts Tor FX Pty Limited (TorFX) from certain financial reporting and audit requirements in the Financial Markets Conduct Act 2013 (the Act)
11. 22 October 2024

    Financial Markets Conduct (Climate-related Disclosures – Fletcher Building Industries Limited ) Exemption Notice 2024

    The Financial Markets Conduct (Climate-related Disclosures – Fletcher Building Industries Limited) Exemption Notice 2024 (Notice) exempts Fletcher Building Industries Limited (FBIL) from its climate-related disclosure obligations under Part 7A of the Financial Markets Conduct Act 2013 (Act).
12. 26 September 2024

    Financial Markets Conduct (Spark New Zealand Limited Group) Exemption Notice 2024

    The Financial Markets Conduct (Spark New Zealand Limited Group) Exemption Notice 2024 (Notice) exempts subsidiaries of Spark New Zealand Limited (Spark) other than Spark Finance Limited (Spark Finance) from certain financial reporting obligations which apply to entities in receipt of funds from a conduit issuer under Part 7 of the Financial Markets Conduct Act 2013 (Act); and Spark Finance from various related disclosure obligations in respect of product disclosure statements and disclose register entries under the Financial Markets Conduct Regulations 2014 (Regulations).
13. 22 August 2024

    Financial Markets Conduct (Restricted Schemes-Custodian Assurance Engagement) Exemption Notice 2024

    The notice exempts certain custodians of eligible restricted schemes from the requirement to obtain an assurance engagement.
14. 22 August 2024

    Financial Markets Conduct (Climate-related Disclosures – Works Finance (NZ) Limited) Exemption Notice 2024

    The Financial Markets Conduct (Climate-related Disclosures – Works Finance (NZ) Limited) Exemption Notice 2024 (Notice) exempts Works Finance (NZ) Limited (Works Finance) from its climate-related disclosure obligations under Part 7A of the Financial Markets Conduct Act 2013 (Act).
15. 7 August 2024

    Financial Markets Conduct (Obsidian Contributory Mortgage Scheme) Exemption Notice 2024

    The Notice is in effect an almost identical renewal of the Financial Markets Conduct (Obsidian Contributory Mortgage Scheme) Exemption Notice 2019.