Page last updated: 23 November 2022

FMC Act exemptions

While the law gives us broad powers to grant exemptions from compliance with specific provisions in the FMC Act, we consider that our exemption power only extends to compliance provisions, not to liability provisions.

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Found 114 results. Displaying page 7 of 8

11 August 2021

Financial Markets Conduct (Squirrel Investment Funds) Exemption Notice 2021

Financial Markets Conduct (Squirrel Investment Funds) Exemption Notice 2021
6 August 2021

Financial Markets Conduct (Genworth Financial Mortgage Insurance Pty Limited) Exemption Notice 2021

Financial Markets Conduct (Genworth Financial Mortgage Insurance Pty Limited) Exemption Notice 2021
4 August 2021

Financial Markets Conduct (Licensed Independent Trustees of Restricted Schemes) Exemption Notice 2021

Financial Markets Conduct (Licensed Independent Trustees of Restricted Schemes) Exemption Notice 2021
30 June 2021

Financial Markets Conduct (Foodstuffs Provident Fund) Exemption Notice 2021

Financial Markets Conduct (Foodstuffs Provident Fund) Exemption Notice 2021
30 June 2021

Financial Markets Conduct (FNZ Group) Exemption Notice 2021

Financial Markets Conduct (FNZ Group) Exemption Notice 2021
14 June 2021

Financial Markets Conduct (Employee Share Purchase Schemes) Exemption Notice 2021

Financial Markets Conduct (Employee Share Purchase Schemes) Exemption Notice 2021
14 June 2021

Financial Markets Conduct (Catalist Public Market) Exemption Notice 2021

Financial Markets Conduct (Catalist Public Market) Exemption Notice 2021
8 June 2021

Financial Markets Conduct (Denarau Villas) Exemption Notice 2021

Financial Markets Conduct (Denarau Villas) Exemption Notice 2021
30 April 2021

Financial Markets Conduct (Evergreen Retirement Trust) Exemption Notice 2021

Financial Markets Conduct (Evergreen Retirement Trust) Exemption Notice 2021
18 March 2021

Financial Markets Conduct (QBE Group) Exemption Notice 2021

Financial Markets Conduct (QBE Group) Exemption Notice 2021
16 March 2021

Financial Markets Conduct (Merrill Lynch, Pierce, Fenner & Smith Incorporated) Exemption Notice 2021

Financial Markets Conduct (Merrill Lynch, Pierce, Fenner & Smith Incorporated) Exemption Notice 2021
16 March 2021

Financial Markets Conduct (EML Payment Solutions Limited) Exemption Notice 2021

Financial Markets Conduct (EML Payment Solutions Limited) Exemption Notice 2021
3 March 2021

Financial Markets Conduct (Allianz Australia Insurance Limited) Exemption Notice 2021

Financial Markets Conduct (Allianz Australia Insurance Limited) Exemption Notice 2021
2 March 2021

Financial Markets Conduct (Financial Adviser—Transition to Financial Services Legislation Amendment Act 2019) Exemption Notice 2021

Financial Markets Conduct (ICAP Brokers Pty Limited and ICAP New Zealand Limited) Exemption Notice 2020.
19 February 2021

Financial Markets Conduct (Insider Trading – Livestock Improvement Corporation Limited) Exemption Notice 2021

Financial Markets Conduct (Insider Trading – Livestock Improvement Corporation Limited) Exemption Notice 2021

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