Waivers

Found 19 results. Displaying page 1 of 2

1. 8 May 2025

   Sharesies KiwiSaver Scheme levy waiver notification 2025

   The Scheme comprises a number of funds, two of which offer investors the ability to select their own investments based on a list of investment options approved by Sharesies, being the Self-Select Fund and the Cash Fund (together, the self-select schemes).
2. 29 April 2024

   BNZ Investment Services Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - Reduction of waiting period

   BNZ Investment Services Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 – Reduction of waiting period
3. 21 November 2023

   i-Select Superannuation Scheme levy waiver notification 2023

   FMA granted a waiver of part of the FMA levy to i-Select Superannuation Scheme (the Scheme).
4. 21 November 2023

   Portfolio Superannuation Scheme levy waiver notification 2023

   FMA granted a waiver of part of the FMA levy to Portfolio Superannuation Scheme (the Scheme).
5. 20 September 2023

   UDC Finance Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary

   UDC Finance Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary 31 August 2022
6. 19 September 2023

   Craigs Investment Partners Self-select schemes

   The FMA granted a waiver of part of the FMA levy to Craigs Investment Partners Self-Select Schemes (Craigs) on 9 October 2023 pursuant to Regulation 14 of the Financial Markets Authority (Levies) Regulations 2012.
7. 11 June 2021

   UDC Finance Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary

   UDC Finance Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary 11 June 2021
8. 13 March 2017

   Punakaiki Fund Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - Reduction of waiting period

   Punakaiki Fund Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - Reduction of waiting period
9. 2 December 2016

   AMP Capital - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary

   AMP Capital - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary
10. 2 December 2016

    i-Select Investment Management - Limited Foodstuffs Provident Fund - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary

    i-Select Investment Management - Limited Foodstuffs Provident Fund - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary
11. 2 December 2016

    Foodstuffs Provident Fund - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary

    Foodstuffs Provident Fund - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary
12. 2 December 2016

    Elevation Capital Management Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary

    Elevation Capital Management Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - PDS consideration unnecessary
13. 25 November 2016

    ANZ Investments Services (NZ Limited) - Notice under section 68 of the Financial Markets Conduct Act 2013 - Reduction of waiting period

    ANZ Investments Services (NZ Limited) - Notice under section 68 of the Financial Markets Conduct Act 2013 - Reduction of waiting period
14. 8 November 2016

    NZX Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - Reduction/removal of waiting period

    NZX Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 - Reduction/removal of waiting period
15. 20 September 2016

    Booster KiwiSaver and Booster Investment Schemes - Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary

    Booster KiwiSaver and Booster Investment Schemes - Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary