17 November 2015
27 October 2015
16 October 2015
Only continuous issuers and entities that did not require a prospectus as a result of a FMA exemption can continue to offer under the Securities Act. Read more ›
AFAs who are personalised DIMS providers must have sent written notice to existing clients regarding description of service and scope of investment authority, comply with ongoing and annual reporting obligations.
All derivative issuers (i.e. including those under a transitional licence with disclosure conditions) must use an FMC PDS for regulated offers of derivatives.
We want to contact anyone who has invested with Mr Steven Robertson through PTT Ltd; Maxwell Foster Ltd; Harrington Group Ltd; Gibson McLeod Ltd; Russell & Brown Ltd; Armstrong Group Ltd; Morrison Ross Ltd or Alba International Ltd. Read details here.
Eligible investors in Hanover have now received compensation payments following the first round of distributions. These payments follows the FMA’s settlement with Hanover earlier this year. Read more >
Submissions close Friday 27 November. Read more >
Submissions close Monday 14 December. Read more >
Submissions close on Monday 21 December. Read more >
Arena Capital Limited was placed into liquidation in the Christchurch High Court on 24 July 2015. Korda Mentha (the current receivers of Arena) have been appointed as liquidators. The receivers’ update to the Companies Office can be found here and the amended update on the KordaMentha website noting the liquidation of Arena can be found here.
Update: Eligible investors in Hanover will receive a compensation payment in mid-November. This first payment follows the FMA’s settlement with Hanover earlier this year. Find out more here.