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  1. 10 April 2025

    Financial Advice Provider (FAP)

    A financial advice provider (FAP) is an individual or entity (e.g. a company) that provides a financial advice service. Find out more about licensing, registration, costs and ongoing obligations as well as how to comply with the new Code of Professional Conduct for financial advice services including competence, knowledge and skill requirements as well as requirements for ethical behaviour, conduct and client care.

  4. 10 April 2025

    Understanding Fairness Paper

    Request for literature references not included in our Occasional Paper: Understanding Fairness in Financial Services 2024

  5. 10 April 2025

    AA Insurance proceedings

    Official Information Act 1982 Request (OIA) – FMA v AA Insurance Limited NZHC 2869 [2024] Statement of Claim and Settlement Agreement

  6. 10 April 2025

    FMA hourly rate

    Request on number of FMA employees paid under a certain hourly rate

  7. 10 April 2025

    FMA Levies

    Requesting information on annual costs to licensed general insurers for FMA levies under FMA (Levies) Regulations 2012

  8. 10 April 2025

    FMA Spending

    Details on Finance Ministers request to cut costs, staff reductions or restructure

  11. 7 April 2025

    Research

    The FMA conducts a range of research annually to inform the work that we do. View our research reports on this research page.

  12. 7 April 2025

    Financial adviser

    To use the term Financial Adviser from the start of the new financial advice regime, you must be registered on the Financial Service Providers Register (FSPR) and engaged by a licensed financial advice provider (FAP) (or authorised body).　 Find out more about licensing, your ongoing obligations and duties and complying with the new Code of Professional Conduct; liabilities and enforcement and frequently asked questions on this page.

  13. 7 April 2025

    Investment planning and financial advice

    The FMA talks about designing an investment plan and giving financial advice while meeting with your obligations under the Financial Markets Conduct (FMC) Act 2013.

  15. 4 April 2025

    Fair conduct programme insights report

    Insights from the FMA’s review of fair conduct programmes received from financial institutions ahead of the commencement of the CoFI regime.