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  1. 16 December 2024

    Market operators

    A financial product market is a facility where financial products are bought or sold, or where offers or invitations to buy or sell financial products are made. Find the compliance, licensing and registration obligations and NZX notices on this page.

  2. 16 December 2024

    Financial market infrastructures

    Financial market infrastructures (FMIs) provide channels through which payments, securities, derivatives or other financial transactions are cleared, settled or recorded. Well-functioning and efficient FMIs play a critical role in promoting financial stability and economic growth. Read more about Financial Market Infrastructures (FMI) on this page.

  11. 10 December 2024

    Accredited body report - CPA Australia 2024

    Findings from the FMA’s review of the adequacy and effectiveness of CPA Australia’s audit regulatory systems for the period 1 July 2023 to 30 June 2024

  12. 10 December 2024

    Accredited body report - NZICA 2024

    Findings from the FMA’s review of the adequacy and effectiveness of NZICA’s audit regulatory systems for the period 1 July 2023 to 30 June 202

  14. 5 December 2024

    Operational Resilience

    Operational resilience is the ability of an entity to deliver critical operations through disruptions. The operational resilience of market services licensees is critical for supporting the integrity of New Zealand’s financial markets. The FMA assesses most market service licensees’ critical technology systems and business continuity plans against their relevant minimum standards at the time of licensing.

  15. 5 December 2024

    Cyber Security and Operational Systems Resilience

    This information sheet assists market services licensees (excluding benchmark administrators) licensed under Part 6 of the Financial Markets Conduct Act 2013 (FMC Act) to enhance the resilience of their cyber and operational systems. While this information sheet is designed to apply to a broad range of sectors, entities with complex cyber security and operational systems should consider the specific technology requirements and obligations that apply to their sector.