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31 July 2023

Standard 8 Settlement

Standard 8 Settlement for designated Financial Market Infrastructures (FMIs).
14 March 2023

8 steps to apply for a FAP licence

8-steps to apply for a FAP icence, downloadable PDF
21 July 2023

8 steps to apply for a Financial Insitituion licence

This action plan sets out the key steps needed to apply for your financial institution licence.
8 October 2018

Second Samson trial - OIA response

OIA response to the Second Samson trial. Response dated 8 October 2018
8 June 2006

The Gables Limited TGL Combined Financial Services Limited CFS and Aoraki Commerical Property Limited Aoraki Commercial Property Limited - Enforceable Undertaking

Enforceable Undertaking by The Directors of The Gables Limited, Combined Financial Services Limited, Aoraki Commercial Property Limited. 8 June 2006.
8 October 2018

Craigs Investment Partners Self Select Schemes Levy Waiver - October 2018

On 8 October 2018 the FMA granted a waiver of part of the FMA levy to Craigs Investment Partners Self-Select Schemes (Craigs).
1 August 2013

Westpac submission

Submission from Westpac New Zealand Limited in response to the Consultation Paper: Practical implications of reporting entities transacting with other reporting entities, 8 Aug 2013
8 November 2013

NZX Participant Rules - Approval of market rules notice 2013

This notices comes into force on 11 Nov 2013. This notice allows for NZX to replace the NZX Participant Rules dated 24 Aug 2012 with the NZX Participant Rules dated 8 Nov 2013
5 November 2019

Declaration Fit and Proper - Audit firms

To comply with section 26(1)(d) of the Act the Firm must meet the minimum standards for audit firms set out in Auditor Regulation Act (Prescribed Minimum Standards and Conditions for Licensed Auditors and Registered Audit Firms) Notice 2012 (‘the prescribed minimum standards’) prescribed by FMA pursuant to section 32 (1) (g) of the Act. Clause 8(1)(c) of the prescribed minimum standards requires that all of the Firm’s partners must be fit and proper persons as assessed by FMA. This declaration provides evidence of the steps taken by the firm and the partner who signs this declaration to identify any relevant information and confirms the correctness and completeness of information provided.