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1. 31 July 2023

   Standard 7 Liquidity risk

   Standard 7 Liquidity risk for designated Financial Market Infrastructures (FMIs).

2. 23 December 2024

   Adviser Investigations Aug 7 OIA response

   Investigations against advisers claiming to be independent but also getting commissions

3. 24 August 2023

   Exemption Notice- Financial Markets Conduct Times-7 Group

   The Financial Markets Conduct (Times-7 Group) Exemption Notice 2023 exempts Times-7 Holdings Limited and Times-7 Research Limited (together, the issuers) from compliance with the disclosure requirements of Part 3 of the Financial Markets Conduct Act 2013 (Act).

4. 29 November 2024

   Financial Markets Conduct NZX Participant Rules Approval of Rule Change Notice 7 of 2024

   This notice is the Financial Markets Conduct (NZX Participant Rules) Approval of Rule Change Notice 7/2024.

5. 7 March 2022

   Simplicity NZ Ltd - Direction Order

   Direction order issued to Simplicity NZ Limited pursuant to section 414 of the FMC Act 2022 7 March 2022.

6. 7 September 2021

   OIAP Insider trading misconduct statistics

   OIAP response dated 7 September 2021, Insider trading misconduct statistics - A request for statistics relating to insider trading misconduct

7. 7 October 2016

   Craigs Investment Partners Self Select Schemes Levy Waiver - October 2016

   On 7 October 2016 the FMA granted a waiver of part of the FMA levy to Craigs Investment Partners Self-Select Schemes (Craigs).

8. 9 May 2017

   IMF financial system stability assessment 2017

   This report is based on the work of the Financial Sector Assessment Program (FSAP) missions that visited New Zealand in August 16–September 7, 2016 and November 2–17, 2016.

9. 22 July 2022

   Exemption Notice - The City of London Investment Trust plc

   The Financial Markets Conduct (The City of London Investment Trust plc) Exemption Notice 2022, exempts The City of London Investment Trust plc from certain financial reporting obligations in Part 7 of the Financial Markets Conduct Act 2013.

10. 10 July 2023

    Consultation paper Climate related disclosures timing mismatch

    The FMA is consulting on a proposed exemption to exempt certain climate reporting entities from the requirement to include a link to their climate statements in their annual report for a 2-year period. Submissions close 7 August 2023.

11. 4 April 2024

    Financial Markets Conduct Clearwater Golf Club Limited Exemption Notice 2024

    Clearwater Golf Club Limited (Clearwater) is exempted from Part 7 of the Financial Markets Conduct Act 2013 (the FMC Act). The Exemption Notice is subject to conditions which together replicate the financial reporting, auditing and annual reporting requirements under the Companies Act 1991.

12. 30 May 2022

    Exemption Notice - Stride Property Group

    The Financial Markets Conduct (Stride Property Group) Exemption Notice 2022 allows Stride Property Limited (SPL) and Stride Investment Management Limited Stride (SIML), as stapled entities (Stride Property Group), to prepare consolidated financial statements for the purposes of subpart 3 of Part 7 of the Financial Markets Conduct Act 2013 (the Act).

13. 18 October 2021

    Exemption Notice - Christchurch City Holdings Limited Sustainable Bond Offer

    The notice exempts Christchurch City Holdings Limited (CCHL), subject to conditions, from the disclosure, governance, and financial reporting requirements in Parts 3, 4 and 7 of the Financial Markets Conduct Act 2013 (the Act) in relation to offers of ‘sustainable’, ‘sustainability’, ‘green’ ‘social’, or similar bonds (Sustainable Bonds) issued under CCHL’s sustainability framework (Sustainability Framework).