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  4. 1 December 2014

    Brian Leonard Mason

    Brian Leonard Mason, FSP387968, is a licensed Independent Trustee.
    Tags
    Licensed entity, Roles, Independent trustee, Business
    Type
    Page

  5. 1 December 2014

    Australian Securities Exchange Limited

    The Australian Securities Exchange Limited is licensed as market operator. Their licensed market is ASX24.
    Tags
    Market operator, Roles, Licensed entity, Business
    Type
    Page

  6. 1 December 2014

    Bruce John Kerr

    Bruce John Kerr, FSP367606, is a licensed Independent Trustee.
    Tags
    Licensed entity, Roles, Independent trustee, Business
    Type
    Page

  7. 1 December 2014

    ICE Futures Europe

    ICE Futures Europe are licensed market operators. Their licensed market is ICE Futures Europe.
    Tags
    Market operator, Roles, Licensed entity, Business
    Type
    Page

  8. 1 December 2014

    Timothy Patrick McGuinness

    Timothy Patrick McGuinness, FSP382106, is a licensed Independent Trustee.
    Tags
    Independent trustee, Licensed entity, Roles, Business
    Type
    Page

  12. 1 December 2014

    NZX Financial Product Market Licence 2014

    New Zealand Financial Product Market Licence (NZX
    Limited) 2014
    Tags
    Market operator, Roles, Licence, Licensing & registration, Business
    Type
    PDF

  15. 1 December 2014

    FMA's review of market disclosures

    This report was first published by the Financial Markets Authority (FMA) in June 2013 and discusses disclosure obligations under the SMA. These disclosure obligations now fall under the FMC Act and are largely unchanged, therefore the findings and observations contained in this report remain relevant.
    Tags
    Crowdfunding providers, Cryptocurrencies, Directors, Derivative Issuer, Discretionary investment management scheme (DIMS), Offer disclosure for equity and debt offers, Roles, Reports and Papers, Business, Managed investment schemes, Peer-to-peer lending service providers
    Type
    Page, Report