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Found 6610 results. Displaying page 361 of 441

  1. 8 May 2015

    Booster Investment Management Limited

    Booster Investment Management Limited, FSP28142, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  3. 5 May 2015

    Small DIMS providers benefit from reduced reporting requirements

    The Financial Markets Authority (FMA) has provided smaller businesses that offer a Discretionary Investment Management Service (DIMS) relief from some financial reporting requirements.
    Tags
    Discretionary investment management scheme (DIMS), Media release, Roles, Business, News & Insights
    Type
    Page

  5. 1 May 2015

    Securities Act (NZX Limited)

    Securities Act (NZX Limited) expired exemption notice
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  6. 1 May 2015

    Forex Trend Limited

    Forex Trend Limited is currently unable to meet its obligations to customers and intends to appoint a liquidator.
    Tags
    Suspected scam, Scams
    Type
    Page

  7. 1 May 2015

    Grandegoldens Pty Limited

    Grandegoldens continues to solicit client money through its website despite its recent deregistration and has false and misleading aspects of its website.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  8. 1 May 2015

    CTM Group Limited (CTM)

    Complaints from overseas-based customers of CTM about CTM’s failure to repay clients in accordance with their instructions.
    Tags
    Unregistered business, Investor warning, Consumer, Scams
    Type
    Page

  9. 1 May 2015

    New requirements for lawyers offering contributory mortgages

    Since 1 July 2014, all lawyers and incorporated law firms operating under the Exemption Notice have been required to register as a financial service provider on the financial service providers register. Read more in the New requirements for lawyers offering contributory mortgages information sheet.
    Tags
    Offer information, Business
    Type
    Page, Guidance

  10. 1 May 2015

    Capital One Forex Limited

    Capital One continues to solicit client money through its website despite failing to respond to a request for information.
    Tags
    Suspected scam, Scams
    Type
    Page

  11. 30 April 2015

    SPI directors fined for breaching financial reporting rules

    The two directors of SPI Property Fund Limited have today been fined $25,312 each for breaches of the Financial Reporting Act in the Auckland District Court. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  12. 30 April 2015

    First Mortgage Managers Limited

    First Mortgage Managers Limited, FSP31642, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  14. 28 April 2015

    Hanover - Settlement Agreement

    Settlement Agreement with the Directors' of Hanover Finance Ltd (HFL), United Finance Ltd (UFL) and Hanover Capital Limited (HCL), 28 April 2015.
    Tags
    Settlement, Enforcement
    Type
    PDF