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  1. 2 October 2015

    Canterbury Financial Services (2005) Limited

    Canterbury Financial Services (2005) limited, FSP29382, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  3. 2 October 2015

    The FMA publishes first annual report under the new regulatory regime

    The Financial Markets Authority (FMA) chief executive Rob Everett has told a trans-Tasman audience that it will be four to five years before New Zealand sees the full economic and business benefits of the new financial services regulatory regime.
    Tags
    Governance, Media release, FMA, News & Insights
    Type
    Page

  4. 2 October 2015

    FMA Annual Report 2015

    FMA Annual Report 2015.
    Tags
    Type
    PDF, Annual report, Corporate publications

  5. 1 October 2015

    AMP Services (NZ) Limited

    AMP Services (NZ) Limited, FSP38082, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Licensed entity, Roles, Discretionary investment management scheme (DIMS), Business
    Type
    Page

  6. 1 October 2015

    Milford Private Wealth Limited

    Milford Private Wealth Limited, FSP391786, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  7. 1 October 2015

    KiwiSaver Report 2015

    We are required to report each year on our main KiwiSaver activities. This year’s report covers the period from 1 July 2014 to 30 June 2015, and contains a summary of the statistical returns required to be lodged by KiwiSaver schemes as at 31 March 2015.
    Tags
    Managed investment schemes, Supervisor, Roles, Business
    Type
    PDF, Report

  8. 1 October 2015

    MercerFX.com

    Mercer Capital New Zealand is not registered as a company in New Zealand.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  9. 1 October 2015

    optionsrider.com

    Options Rider is not regulated as a financial service provider in New Zealand.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  10. 1 October 2015

    www.brgfx.com

    www.brgfx.com claims to be regulated in New Zealand when this is not the case.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  11. 30 September 2015

    MILESTONE FINANCIAL SERVICES (SOUTHERN) LIMITED

    Milestone Financial Planning (Canterbury) 2016, FSP35702, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  12. 30 September 2015

    Lifetime Investments (NZ) Limited

    Camelot NZ Limited, FSP422586, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  14. 30 September 2015

    SPG and SPGI director pleads guilty to FMA charges

    Former company director and financial adviser, Andrew Hrothgar Robinson, has today pleaded guilty to charges brought by FMA, relating to his involvement as director of Strategic Planning Group Limited (SPG) and SPG Investment Company No.1 Limited (SPGI).
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page