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Found 6609 results. Displaying page 348 of 441

1. 31 October 2015

   ASB Bank Limited

   ASB Bank Limited, FSP29003, is a licensed to provide Discretionary Investment Management Services (DIMS).

   Tags

   Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business

   Type

   Page

2. 31 October 2015

   Craigs Investment Partners Limited

   Craigs Investment Partners Limited, FSP29641, is licensed to provide Discretionary Investment Management Services (DIMS).

   Tags

   Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business

   Type

   Page

3. 31 October 2015

   Forsyth Barr Investment Management Limited

   Forsyth Barr Investment Management Limited, FSP25021, is licensed to provide Discretionary Investment Management Services (DIMS).

   Tags

   Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business

   Type

   Page

4. 31 October 2015

   New Zealand Discretionary Investment Management Services Limited

   New Zealand Discretionary Investment Management Services Limited (Previous name: Stewart Group Wealth Management Limited), FSP441406, is licensed to provide Discretionary Investment Management Services (DIMS).

   Tags

   Discretionary investment management scheme (DIMS), Licensed entity, Roles, Reporting entities, Business

   Type

   Page

5. 30 October 2015

   Financial Markets Conduct (CBA Capital Australia Pty Limited)

   Financial Markets Conduct (CBA Capital Australia Pty Limited) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

6. 30 October 2015

   Cambridge Partners Limited

   Cambridge Partners Limited, FSP26104, is licensed to provide Discretionary Investment Management Services (DIMS).

   Tags

   Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business

   Type

   Page

7. 30 October 2015

   Bank of New Zealand

   The Bank of New Zealand, FSP25101, is licensed to provide Discretionary Investment Management Services (DIMS).

   Tags

   Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business

   Type

   Page

8. 30 October 2015

   Financial Markets Conduct (Goodman Fielder Pty Limited)

   Financial Markets Conduct (Goodman Fielder Pty Limited) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

9. 30 October 2015

   Exemption Notice - Financial Markets Conduct CBA Capital Australia Pty Limited

   Financial Markets Conduct (CBA Capital Australia Pty Limited) Exemption Notice 2015

   Tags

   Exemptions, Business

   Type

   PDF

10. 30 October 2015

    Exemption Notice - Financial Markets Conduct Goodman Fielder Pty Limited

    Financial Markets Conduct (Goodman Fielder Pty Limited) Exemption Notice 2015

    Tags

    Exemptions, Business

    Type

    PDF

11. 28 October 2015

    Consultation paper: Draft guidance on disclosure of certain fees and returns by managed funds

    Consultation paper: Draft guidance on disclosure of certain fees and returns by managed funds. Read more here.

    Tags

    Managed investment schemes, Consultations, Roles, Business

    Type

    Page

12. 28 October 2015

    Consultation paper Draft guidance on disclosure of certain fees and returns by managed funds

    This consultation is for managers, supervisors, and their advisers. It aims to help the industry comply with FMC Regulations for their fund updates and PDSs.

    Tags

    Consultations, Roles, Business, Supervisor

    Type

    PDF

13. 27 October 2015

    SPG and SPGI director Andrew Robinson sentenced

    Former company director (SPG and SPGI) and financial adviser, Andrew Hrothgar Robinson, has been sentenced in the Auckland High Court. Read more.

    Tags

    Cases, Media release, News & Insights, Enforcement

    Type

    Page

14. 23 October 2015

    Securities Act (Augusta Funds Management Limited – Shands Road Limited Partnership)

    Securities Act (Augusta Funds Management Limited – Shands Road Limited Partnership) expired exemption notice

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

15. 23 October 2015

    Exemption notice - Securities Act Augusta Funds Management Limited Shands Road Limited Partnership

    Financial Markets Conduct Exemption Notice 2015: Augusta Funds Management Limited - Shands Road Limited partnership.

    Tags

    Exemptions, Business

    Type

    PDF