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  3. 1 December 2015

    Pacific Wealth Creators Limited

    Pacific Wealth Creators Limited, FSP48786, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  6. 30 November 2015

    Hart Capital Partners Limited

    Hart Capital Partners Limited, FSP16981, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  7. 30 November 2015

    V.I.P. Financial Services Limited

    V.I.P. Financial Services Limited, FSP467726, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  8. 30 November 2015

    Devon Funds Management Limited

    Devon Funds Management Limited, FSP1581, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  9. 30 November 2015

    KVB Kunlun New Zealand Limited Waiver Notice

    KVB Kunlun New Zealand Limited Waiver Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary
    Tags
    Waivers, Business
    Type
    PDF

  10. 30 November 2015

    ASB Bank Limited Waiver Notice

    ASB Bank Limited Waiver Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary
    Tags
    Waivers, Business
    Type
    PDF

  11. 30 November 2015

    FMA reports on audit quality standards

    FMA issued Audit Quality Annual Review for the year 1 July 2014 - 30 June 2015
    Tags
    Auditors, Media release, Roles, Business, News & Insights
    Type
    Page

  12. 30 November 2015

    Auditor regulation survey 2015

    See the results of the audit survey conducted in 2015. The survey focused on the effectiveness of Audit quality since the introduction of the Act and if NZ auditor oversight regime is of the same standard as in other jurisdictions.
    Tags
    Auditors, Regulation, Roles, Reports and Papers, Business
    Type
    Page, Surveys

  13. 30 November 2015

    Audit Quality Monitoring report 2015

    This report provides an overview of the outcomes of the audit quality review activities of the Financial Markets Authority (FMA) for the period 1 July 2014 to 30 June 2015.
    Tags
    Regulation, Reports and Papers, Auditors, Roles, Business, News & Insights
    Type
    PDF

  14. 30 November 2015

    Auditor regulation survey results 2015

    Results for the 2015 auditor regulation survey
    Tags
    Reports and Papers, Auditors, Roles, Business, News & Insights
    Type
    PDF, Surveys