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Found 6611 results. Displaying page 316 of 441

  3. 19 January 2017

    Larsson and York Wealth Management

    Larsson and York is not a registered financial service provider in New Zealand therefore is not allowed to offer financial services in New Zealand.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  4. 19 January 2017

    Campbell Investments Limited

    Persons purporting to be involved with a UK registered company Campbell Investments Limited are offering to provide investment advice in NZ without the appropriate registration and license.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  5. 17 January 2017

    Horizon Holdings Limited

    Horizon Holdings Limited is not incorporated in New Zealand nor registered on the FSPR therefore is not permitted to provide financial services to New Zealand residents.
    Tags
    International regulator alerts, Scams
    Type
    Page

  6. 16 January 2017

    Consultation paper: Requirement for managers of multiple participant schemes to register participation agreements

    Consultation paper: Requirement for managers of multiple participant schemes to register participation agreements. The proposal is to exempt these managers from the requirement to register participation agreements entered into with the various employers they service which form part of the scheme’s governing document.
    Tags
    Managed investment schemes, Supervisor, Consultations, Roles, Business
    Type
    Page

  12. 22 December 2016

    How the FMC Act will affect co-operative companies and industrial and provident societies that have issued, or intend to issue, co-operative shares

    How the FMC Act will affect co-operative companies and industrial and provident societies that have issued, or intend to issue, co-operative shares information sheet outlines the options for co-operative companies and industrial and provident societies (IPSs) (collectively referred to as co-operatives) offering and managing co-operative shares.
    Tags
    Client money or property services provider, Independent trustee, Roles, Business
    Type
    Page, Guidance