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  1. 27 March 2018

    KiwiSaver fees to be shown in dollar figures for first time

    KiwiSaver customers are about to see the fees they pay their fund managers in dollar figures for the first time, and could be in for a shock.
    Tags
    KiwiSaver providers, KiwiSaver & Superannuation, Media release, Roles, Business, Consumer, Managed investment schemes, News & Insights
    Type
    Page

  2. 22 March 2018

    FMA publishes review of adviser conduct in life insurance

    The FMA has issued warnings to four registered financial advisers in relation to providing advice on replacement insurance policies, for breaches of the obligation in section 33 of the Financial Advisers Act 2008 to exercise care, diligence and skill.
    Tags
    Media release, Conduct, Business, News & Insights
    Type
    Page

  3. 22 March 2018

    Update on the FMA’s ongoing review of insurance replacement business and conflicted conduct

    This report follows on from our 2016 report, Replacing life insurance – who benefits? into replacement business activity within the adviser sales channel of the New Zealand life insurance market. It details our findings, the results of our inquiries to date and our expectations for advisers when they are providing advice on replacing insurance policies.
    Tags
    Reports and Papers, Roles, Financial Institutions, Business, News & Insights
    Type
    PDF

  4. 21 March 2018

    Mahi-FX

    Mahi-FX is not a New Zealand registered company and are not associated with, nor an authorised representative of, MahiFX Limited.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  5. 21 March 2018

    lansforex.com

    www.lansforex.com is not operated by nor associated with the Lan’s Enterprise Limited, and it is displaying Lan’s Enterprise Limited’s company and FSPR registration details without authority.
    Tags
    Imposter website, Scams
    Type
    Page

  9. 15 March 2018

    Fair dealing in advertising and communications – crowdfunding and peer-to-peer lending

    Fair dealing in advertising and communications – crowdfunding and peer-to-peer lending guidance aims to ensure licensed crowdfunding and peer-to-peer lending platforms understand their obligations when advertising or communicating with customers.
    Tags
    Fair dealing, Crowdfunding providers, Roles, Business, Peer-to-peer lending service providers
    Type
    Page, Guidance

  10. 13 March 2018

    Self select retirement schemes information for scheme managers

    This information sheet explains how these schemes are regulated under the Financial Markets Conduct Act 2013 (FMC Act) and what exemptions and waivers may be available.
    Tags
    Managed investment schemes, Roles, Business
    Type
    PDF, Information Sheet

  12. 13 March 2018

    Self-select retirement schemes – information for scheme managers

    Self-select retirement schemes information sheet explains how these schemes are regulated under the Financial Markets Conduct Act 2013 (FMC Act) and what exemptions and waivers may be available.
    Tags
    Roles, Business, Managed investment schemes, Supervisor
    Type
    Page, Guidance, Information Sheet

  13. 12 March 2018

    Financial Markets Conduct (Arria NLG Limited Scheme) Exemption Notice 2018

    Financial Markets Conduct (Arria NLG Limited Scheme) Exemption Notice 2018 exempts Arria NLG Limited (Arria), a company registered in New Zealand, from Part 3 of the Financial Markets Conduct Act 2013 (Act) in relation to a UK scheme of arrangement. Read more.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  14. 12 March 2018

    MIS regulatory returns sample tables

    This spreadsheet should be considered an example of the regulatory return information required by MIS managers.
    Tags
    Managed investment schemes, Roles, Business
    Type
    Spreadsheet, Information Sheet