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  1. 1 November 2021

    Exemption Notice - FNZ Group 2021

    This notice is the Financial Markets Conduct (FNZ Group) Exemption Amendment Notice 2021.
    Tags
    Exemptions, Business
    Type
    PDF

  3. 29 October 2021

    Synergy Capital Asset Management

    WARNING: Synergy Capital Asset Management is not listed on the Financial Service Providers Register and is not an incorporated company in New Zealand.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  4. 29 October 2021

    High-Risk Jurisdictions subject to a "Call for Action" – FATF

    This guidance is to assist reporting entities comply with the public statement issued by FATF on High-Risk Jurisdictions subject to a “Call for Action” and the subsequent Advisory issued by the Ministry of Justice and the New Zealand Police in this regard.
    Tags
    AML/CFT, Roles, Reporting entities, Business
    Type
    Page, Guidance

  8. 27 October 2021

    FMA investor profile - Imogen O’Neill

    We talk to investor and PR Director, Imogen O’Neill in this FMA Investor Profile.
    Tags
    Investor information, Article, Consumer, News & Insights
    Type
    Page

  10. 27 October 2021

    Bloom Wealth

    Warning: Bloom Wealth and the website www.bloom-wealth.com may be operating a scam. The website falsely states it is associated with Bloom Management Limited, an incorporated company in New Zealand. Bloom Wealth is not a registered financial service provider in New Zealand. As such, we recommend exercising caution when dealing with this entity.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  13. 21 October 2021

    Income Analysts

    Warning: Income Analysts has characteristics of a scam, including cold calling New Zealand residents and marketing unrealistic returns.
    We recommend exercising caution before purchasing the trading education program promoted by Income Analysts.
    Tags
    Suspected scam, Scams
    Type
    Page

  14. 21 October 2021

    New climate-related disclosure regime expands FMA’s responsibilities

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko acknowledges the passage of the third reading of the Financial Sector (Climate-related Disclosures and Other Matters) Amendment Bill.
    Tags
    Directors, Roles, Legislation, Climate related disclosure, Media release, Business, News & Insights
    Type
    Page

  15. 20 October 2021

    Octagon Asset Management Limited

    Octagon Asset Management Limited is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page