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Found 6611 results. Displaying page 182 of 441

  1. 3 December 2021

    Silver Harbour Capital Limited

    Silver Harbour Capital Limited (FSP771198) is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  3. 3 December 2021

    FMA releases CPA Australia and NZICA accredited body reports

    FMA has published its annual accredited body reports for CPA Australia and the New Zealand Institute of Chartered Accountants (NZICA), 2021.
    Tags
    Auditors, Roles, Media release, Business, Accredited bodies, News & Insights
    Type
    Page

  4. 2 December 2021

    Warning about toddenergyinvestment.com

    WARNING: toddenergyinvestments.com is falsely purporting to be associated with a registered New Zealand company – Todd Energy Limited, and may be operating a scam.
    Tags
    Imposter website, Suspected scam, Consumer, Scams
    Type
    Page

  6. 1 December 2021

    Accredited Body Report - CPA Australia 2021

    Findings from the FMA’s review of the adequacy and
    effectiveness of CPA Australia’s audit regulatory systems for
    the period 1 July 2020 to 30 June 2021
    Tags
    Reports and Papers, Auditors, Roles, Business, News & Insights
    Type
    PDF

  7. 1 December 2021

    NYSE Website - Warning for Investors

    WARNING: We are concerned the operators of the website https://nyse.shop/dist/#/ (‘NYSE’) may be operating a scam. We have received a report of investors in the company being unable to withdraw their investments. NYSE is not a registered financial service provider in New Zealand
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  8. 1 December 2021

    Medical Kiwi Limited

    Medical Kiwi Limited, a medicinal cannabis company, was admitted to breaching the fair dealing provisions of the Financial Markets Conduct Act.
    Tags
    Enforceable undertaking, Powers, Enforcement
    Type
    Page

  9. 1 December 2021

    Financial Markets Authority Efficiency, effectiveness and baseline review

    The purposes of this Review are to provide assurance regarding the extent to which the FMA is focused on the right activities in support of its main statutory objectives and the
    extent to which resources are efficiently and effectively directed to these ends. The Review is also
    aimed at identifying opportunities for improving organisational performance. The report was produced by PwC for the FMA.
    Tags
    Obligations, Reports and Papers, Business, FMA, News & Insights
    Type
    PDF

  11. 30 November 2021

    International regulator warning: www.skywinprofit.com

    WARNING: Hong Kong Securities and Futures Commission (HKSFC) published a warning about the skywinprofit website on 16 Jun 2021 for falsely claiming to be licensed by the HKSFC and purporting to be associated HKSFC licensed entities.
    Tags
    International regulator alerts, Suspected scam, Consumer, Scams
    Type
    Page

  12. 30 November 2021

    Audit Quality Monitoring Report 2021

    Audit Quality Monitoring Report 20/21 - This report summarises our findings from the quality reviews we carried out between 1 July 2020 and 30 June 2021.
    Tags
    Auditors, Monitoring, Roles, Business
    Type
    PDF, Report