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  6. 7 April 2014

    Disclosure of fees paid to auditors by listed issuers 2014

    As part of our thematic review, we reviewed the disclosure of fees paid to the external auditors of a sample of listed issuers for balance dates in 2012. This report summarises our findings and the concerns we have about the current quality of disclosure of audit and non-audit fees.

  7. 1 April 2014

    FMA’s new role as regulator of conduct

    From 1 April 2014 FMA replaces the Commerce Commission as the primary regulator of conduct in relation to financial products and services. Find out what this means.

  8. 31 March 2014

    Commerce Commission - MOU

    MOU concerning consultation, cooperation and the exchange of information between the FMA and the Commerce Commission

  11. 1 March 2014

    Unsolicited Offers Monitoring Report 2014

    The Securities Markets (Unsolicited Offers) Regulations 2012 came into force on 1 December 2012, in response to concerns about ’low ball’ offers. FMA closely monitored compliance with the new regulations as one of our focus areas in 2013 for building customer trust. In this report we set out our findings and observations. These are based on our monitoring activities to 14 February 2014.

  15. 1 February 2014

    Investor experience of IPOs - research report

    This document explores attitudes towards investing in New Zealand’s financial markets, understand the experience of investing in New Zealand’s financial markets, understand the impact of offer documentation on investment decisions, and additionally, this research aims to provide profiling information on New Zealand investors. February 2014