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  6. 19 July 2024

    Consultations

    Consultations are an important part of the FMA policy-development process. The process is designed to encourage quality engagement from interested businesses and individuals. See a list of our consultation papers on this page.

  7. 19 July 2024

    Derivatives issuers

    A derivatives issuer that makes a regulated offer of derivatives must be licensed by the FMA. This page contains information about derivatives, obligations for derivatives issuers, and who needs to comply.

  10. 15 July 2024

    FMA Outlook 2024

    The FMA Outlook 2024/25 is a one-page summary provides our stakeholders with details of the FMA’s priority objectives and intended programme of work for the financial year.

  12. 8 July 2024

    Financial Advice Providers Regulatory Returns

    All licensed Financial Advice Providers are required to complete and submit an annual regulatory return. The regulatory return is a series of questions to obtain an up-to-date understanding of the nature, size and complexity of your financial advice provider service. This page provides you with information relevant to your annual regulatory return.

  13. 5 July 2024

    Bonds Guide

    The Bonds Guide provides investors with information on how to choose, buy and own bonds.

  14. 5 July 2024

    Managed Fund Guide

    The Managed Fund Guide is your guide to choosing, buying and monitoring managed funds and exchange traded funds (ETFs).

  15. 5 July 2024

    Shares guide

    The Shares Guide was produced by the FMA to help novice investors navigate investing in shares.