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Found 1780 results. Displaying page 16 of 119

1. 16 January 2024

   Banking

   The FMA regulates certain products that may be offered by banks (e.g. managed funds) to you. The FMA is interested in the overall conduct of banks. THe FMA does not have a direct legislative mandate for regulating the conduct of providers of core retail banking (such as lending, credit and bank accounts).

2. 21 December 2023

   Exemption Notice - Financial Markets Conduct (Climate Statements – Stride Property Group) 2023

   The Notice permits SPG to prepare consolidated climate statements for the purposes of Part 7A of Act instead of each of SIML and SPL having to prepare individual climate statements.

3. 20 December 2023

   FMA censures Go Financial Solutions for breaching its licence obligations Tagalog translation

   FMA censures Go Financial Solutions for breaching its licence obligations - Tagalog translation

4. 19 December 2023

   Financial Markets Conduct BGC Partners Australia Pty Limited Exemption Notice 2023

   The Notice exempts BGC Partners (Australia) Pty Limited from the requirement under section 310 of the FMC Act to have a licence to operate a financial product market in New Zealand, subject to conditions.

5. 15 December 2023

   Financial Market Infrastructures Act Designation Notice (ASXCF) 2023

   Financial Market Infrastructures Act Designation Notice (ASXCF) 2023

6. 13 December 2023

   Financial Markets Conduct FSM Listing Rules Approval of Rule Change Notice 2023

   This notice is the Financial Markets Conduct (FSM Listing Rules) Approval of Rule Change Notice 3/2023.

7. 13 December 2023

   SGX DT Obligations Review 2023

   Market operator obligations review SGX-DT. Findings from the FMA’s review of how well SGX-DT is meeting its licensed market operator obligations, for the period 1 July 2022 to 30 June 2023.

8. 8 December 2023

   Accredited body report - CPA Australia 2023

   Findings from the FMA’s review of the adequacy and effectiveness of CPA Australia’s audit regulatory systems for the period 1 July 2022 to 30 June 2023

9. 8 December 2023

   Accredited body report - NZICA 2023

   Accredited body report - NZICA 2023

10. 8 December 2023

    McEwen and Associates Permanent Stop Order

    The Financial Markets Authority (FMA) – Te Mana Tātai Hokohoko – has made a permanent stop order against David Elgar McEwen and entities associated with him (McEwen and Associates).

11. 5 December 2023

    FMA Annual Report 2023

    Financial Markets Authority 2023 Annual Report

12. 5 December 2023

    Ease of Doing Business Report 2023

    FMA Ease of Doing Business Report following research 2023

13. 5 December 2023

    Exemption Notice 2023 - Financial Markets Conduct Requirement to Include Climate Statements in Annual Report

    Exemption Notice 2023 - Financial Markets Conduct Requirement to Include Climate Statements in Annual Report

14. 30 November 2023

    Consultation agreement between the financial markets authority New Zealand (FMA) and the Financial Markets Standards Board (FMSB)

    FMSB and the FMA have strong shared interests in maintaining, and where appropriate improving, the operation of wholesale FICC markets and this underpins the close strategic and working relationship set out in this Consultation Agreement.

15. 27 November 2023

    Medical Assurance Society NZ Ltd Judgment

    Judgment issued against Medical Assurance Society NZ Ltd (MAS).