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  1. 25 June 2024

    Reports

    The FMA publishes a range of different research papers, reports and thematic reviews every year covering a range of topics from regulation updates to research or white papers that are relevant to market participants. View a full list of our published reports and papers on this page.

  3. 19 June 2024

    CRD What you need to know

    This guide has been produced by the FMA and the External Reporting Board (XRB). It is intended for anyone interested in understanding the basics of the CRD regime.

  8. 7 June 2024

    Financial Advice Provider (FAP)

    A financial advice provider (FAP) is an individual or entity (e.g. a company) that provides a "financial advice service". Find out more about licensing, registration, costs and ongoing obligations as well as how to comply with the new Code of Professional Conduct for financial advice services including competence, knowledge and skill requirements as well as requirements for ethical behaviour, conduct and client care.