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1. 8 December 2023

   McEwen and Associates Permanent Stop Order

   The Financial Markets Authority (FMA) – Te Mana Tātai Hokohoko – has made a permanent stop order against David Elgar McEwen and entities associated with him (McEwen and Associates).

2. 5 December 2023

   FMA Annual Report 2023

   Financial Markets Authority 2023 Annual Report

3. 5 December 2023

   Ease of Doing Business Report 2023

   FMA Ease of Doing Business Report following research 2023

4. 5 December 2023

   Exemption Notice 2023 - Financial Markets Conduct Requirement to Include Climate Statements in Annual Report

   Exemption Notice 2023 - Financial Markets Conduct Requirement to Include Climate Statements in Annual Report

5. 30 November 2023

   Consultation agreement between the financial markets authority New Zealand (FMA) and the Financial Markets Standards Board (FMSB)

   FMSB and the FMA have strong shared interests in maintaining, and where appropriate improving, the operation of wholesale FICC markets and this underpins the close strategic and working relationship set out in this Consultation Agreement.

6. 27 November 2023

   Medical Assurance Society NZ Ltd Judgment

   Judgment issued against Medical Assurance Society NZ Ltd (MAS).

7. 27 November 2023

   Medical Assurance Society NZ Ltd settlement agreement

   Medical Assurance Society NZ Ltd settlement agreement

8. 24 November 2023

   Audit Quality Monitoring Report 2023

   Audit Quality Monitoring Report 1 July 2022 – 30 June 2023

9. 24 November 2023

   RBNZ and FMA Governance Thematic Webinar plus QA

   The FMA and RBNZ held a webinar in October on the findings from the review with directors of entities that did not participate in the Governance review. All findings are documented in this PDF.

10. 21 November 2023

    Exemption Notice Financial Markets Conduct Portfolio Superannuation Scheme 2023

    Financial Markets Conduct (Portfolio Superannuation Scheme) Exemption Notice 2023

11. 21 November 2023

    Exemption Notice Financial Markets Conduct i Select Superannuation Scheme 2023

    Financial Markets Conduct (i-Select Superannuation Scheme) Exemption Notice 2023

12. 21 November 2023

    i Select Superannuation Scheme levy waiver notification 2023

    i Select Superannuation Scheme levy waiver notification 2023

13. 21 November 2023

    Levy 2023 Portfolio Superannuation Scheme levy waiver notification 2023

    Levy 2023 Portfolio Superannuation Scheme levy waiver notification 2023

14. 15 November 2023

    Consultation paper Proposed fair outcomes

    Consultation paper Proposed fair outcomes for consumers and markets, November 2023

15. 15 November 2023

    Draft Fair outcomes for consumers and markets

    Consultation Draft Fair outcomes for consumers and markets: A guide to outcomes-focused regulation.