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1. 10 April 2018

   Product disclosure statements: understanding investors’ information needs

   The purpose of this report is to help issuers and their advisers think about how they can make disclosure information more useful for investors. In the report we summarise feedback from investors about how they use disclosure information.

2. 5 April 2018

   Exemption Notice - Financial Markets Conduct Mercer Super Trust

   Financial Markets Conduct (Mercer Super Trust) Exemption Notice 2018

3. 31 March 2018

   31 March 2018 Disclose Register KiwiSaver fund updates

   This document is the Disclose Register for KiwiSaver fund updates for 31 March 2018

4. 31 March 2018

   31 March 2018 Disclose Register MIS fund updates

   This document is the Disclose Register for MIS fund updates for 31 March 2018

5. 22 March 2018

   Update on the FMA’s ongoing review of insurance replacement business and conflicted conduct

   This report follows on from our 2016 report, Replacing life insurance – who benefits? into replacement business activity within the adviser sales channel of the New Zealand life insurance market. It details our findings, the results of our inquiries to date and our expectations for advisers when they are providing advice on replacing insurance policies.

6. 21 March 2018

   Exemption Notice - Moorhouse Central Proportionate Ownership Scheme

   Financial Markets Conduct (Moorhouse Central Proportionate Ownership Scheme) Exemption Notice 2018

7. 15 March 2018

   Fair dealing in advertising and communications – crowdfunding and peer-to-peer lending guidance

   The aim of this guidance is to ensure licensed crowdfunding and peer-to-peer lending platforms understand their obligations when advertising or communicating with customers.

8. 13 March 2018

   Self select retirement schemes information for scheme managers

   This information sheet explains how these schemes are regulated under the Financial Markets Conduct Act 2013 (FMC Act) and what exemptions and waivers may be available.

9. 13 March 2018

   Self-select retirement schemes – information for scheme managers

10. 12 March 2018

    Consultation: Content of regulatory returns for licensed DI MIS managers and DIMS providers

    This consultation is for licensed derivative issuers, managers of managed investment schemes, providers of discretionary investment management services, and other interested parties. It aims to gain feedback on our proposals for regulatory returns for licensed DI, MIS managers and DIMS providers.

11. 12 March 2018

    MIS regulatory returns sample tables

    This spreadsheet should be considered an example of the regulatory return information required by MIS managers.

12. 12 March 2018

    Annual Regulatory returns for licensed Derivative Issuers questions

    Annual regulatory return information to be provided by licensed Discretionary Investment Management Services (DIMS) providers to the FMA

13. 12 March 2018

    Annual Regulatory returns for DIMS providers questions

    Annual regulatory return information to be provided by licensed Discretionary Investment Management Services (DIMS) providers to the FMA.

14. 12 March 2018

    FMA’s media release on 12 March 2018 - OIA response

    OIA response to FMA’s media release on 12 March 2018 regarding the five businesses being warned for Anti-Money Laundering/Countering Financing of Terrorism (AML/CFT) failures. Response dated 5 April 2018.

15. 9 March 2018

    Exemption notice - Arria NLG Limited Scheme

    Financial Markets Conduct (Arria NLG Limited Scheme) Exemption Notice 2018