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1. 27 September 2022

   Securities Industry Association submission

   Consultation submission from Securities Industry Association, 1 Aug 2013: Practical implications of factsheet on Managing Intermediaries feedback

2. 27 September 2022

   Consultation paper Client money or property service provider guidance

   Consultation on proposed guidance on the obligations for client money or property service providers.

3. 27 September 2022

   Feedback form Client money and property service guidance

   Feedback form for consultation client money and property services guidance.

4. 21 September 2022

   WIW 2022 Social tiles

   World Investor Week 2022 social tiles for sharing purposes.

5. 21 September 2022

   WIW2022 Website banners

   World Investor Week 2022 promotion materials. This zip file includes website banners

6. 15 September 2022

   WIW2022 Logos

   World Investor Week 2022 promotion materials. This zip file includes logos

7. 11 September 2022

   KiwiSaver Statements Report 0722

   The KiwiSaver Statements research report commissioned by the FMA July 2022

8. 9 September 2022

   Consultation paper on proposed Regulatory returns for licensed Class 3 financial advice providers

   Public consultation on the proposed regulatory returns that licensed Class 3 financial advice providers will be required to provide to the FMA

9. 9 September 2022

   Feedback form regulatory returns for licensed Class 3 financial advice providers

   Feedback form for public consultation on the proposed regulatory returns that licensed Class 3 financial advice providers will be required to provide to the FMA

10. 9 September 2022

    Financial Markets Conduct NZX NZ Markets Disciplinary Rules Approval of Rule Change Notice 2022

    This notice is the Financial Markets Conduct (NZX NZ Markets Disciplinary Tribunal Rules) Approval of Rule Change Notice 2022.

11. 9 September 2022

    Proposed annual regulatory return information to be provided by licensed CLASS 3 FAPs to the FMA (questions)

    Proposed annual regulatory return information to be provided by licensed CLASS 3 Financial advice providers (FAPs) to the FMA

12. 5 September 2022

    Directors

    The office of a director carries with it a wide range of ethical, legal and commercial duties and obligations. This page provides a range of guidance and resources to assist directors in their duties in New Zealand.

13. 5 September 2022

    Everyday finance

    We regulate the conduct of banks and insurance companies. Most financial service providers must be licensed by the Financial Markets Authority. We monitor and enforce their conduct and the standards by which they operate.

14. 2 September 2022

    The 5 D’s of DIY investing

    Follow these tried and tested principles to help you navigate DIY investing.

15. 1 September 2022

    Document Library