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  1. 29 August 2024

    Tracey Berry

    Tracey Berry is a consultant and financial services professional with 26 years' experience in Wealth Management, Banking, KiwiSaver and Insurance. She is currently a partner at Mosaic FSI, as well as a member of the Board for the National Provident Fund. A former Chair of Nikko Asset Management, she was also a member of the Financial Advisers Disciplinary Committee for 13 years. During her career she has held senior or executive roles at a number of New Zealand's largest banks. Her term will end in August 2029.

  2. 29 August 2024

    Nick Hegan

    Nick Hegan is an experienced financial services lawyer who has also worked as a trader in wholesale financial markets in New Zealand and offshore.

  8. 22 August 2024

    FMA v CBL Corporation Ltd in liq penalty

    The High Court has ordered Peter Harris, the former CBL Corporation Limited (In Liquidation) (CBLC) managing director, to pay a penalty of $1.4 million for continuous disclosure and misleading conduct breaches following proceedings brought by the FMA under the Financial Markets Conduct Act 2013 (FMCA) (the Continuous Disclosure Proceeding).