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  1. 23 June 2023

    Consultation paper proposed guidance for keeping proper CRD records

    Consultation paper proposed guidance for keeping proper Climiate Related Dislcosures records.
    Tags
    Authorised body under a FAP, Banking, Consultations, Insurance Providers, Climate related disclosure, Financial Institutions, Roles, Climate Reporting Entities, Business, Managed investment schemes
    Type
    PDF

  2. 23 June 2023

    Climate Reporting Disclosures and the use of third party providers

    Guidance document - climate related disclosure and the use of third party providers
    Tags
    Authorised body under a FAP, Climate related disclosure, Financial Institutions, Roles, Climate Reporting Entities, Ethical finance, Business, Managed investment schemes
    Type
    PDF, Guidance

  3. 23 June 2023

    Submission form Proposed guidance for keeping proper CRD records

    Submission form for response to the Consultation - Proposed guidance for keeping proper CRD records
    Tags
    Authorised body under a FAP, Banking, Consultations, Insurance Providers, Climate related disclosure, Financial Institutions, Roles, Climate Reporting Entities, Business, Managed investment schemes
    Type
    Word document, Submission form

  4. 23 June 2023

    Proposed guidance and expectations for keeping proper climate-related disclosure records

    This PROPOSED guidance note is for entities that have climate-related disclosure obligations under Part 7A of the Financial Markets Conduct Act 2013. It is intended to help climate reporting entities (CREs) to meet their statutory requirement to keep proper climate-related disclosure records at all times.
    Tags
    Authorised body under a FAP, Banking, Insurance Providers, Climate related disclosure, Financial Institutions, Roles, Climate Reporting Entities, Business, Managed investment schemes
    Type
    PDF, Guidance

  5. 23 June 2023

    Climate-related Disclosures Monitoring Plan 2023-2026

    The FMA’s approach to monitoring the compliance of climate reporting entities with their legislative requirements and reporting obligations for the climate-related disclosures regime.
    Tags
    Authorised body under a FAP, Banking, Compliance, Insurance Providers, Climate related disclosure, Financial Institutions, Roles, Climate Reporting Entities, Business, Managed investment schemes, News & Insights
    Type
    Page, Guidance

  6. 23 June 2023

    Climate-related disclosures regime and the use of third-party providers

    Guidance to assist climate reporting entities in understanding what they should consider before engaging a third-party provider to deliver services for the climate-related disclosures.
    Tags
    Authorised body under a FAP, Banking, Insurance Providers, Climate related disclosure, Financial Institutions, Roles, Climate Reporting Entities, Business, Managed investment schemes, News & Insights
    Type
    Page, Guidance

  7. 20 June 2023

    Consultation paper Proposed exemptions for CREs in liquidation receivership or voluntary administration

    Consultation paper to provide a class exemption to provide relief from climate reporting duties for CREs that are in liquidation, receivership, or voluntary administration.
    Tags
    Authorised body under a FAP, Banking, Consultations, Ethical finance, Insurance Providers, Climate related disclosure, Financial Institutions, Roles, Business, Managed investment schemes, Supervisor
    Type
    PDF

  9. 20 June 2023

    Focus areas

    The FMA uses a range of tools to support the functioning of financial markets and services, and compliance with legislation. This section contains information about conduct regulation, ethical finance, climate related disclosures, innovation in financial markets, AML/CFT and consultations. 
    Tags
    AML/CFT, Offer information, Consultations, Exemptions, Roles, Conduct, Designations, Ethical finance, Business, FMA
    Type
    Page

  10. 20 June 2023

    Consultation: Proposed exemptions for CREs in liquidation, receivership, or voluntary administration

    The FMA is considering a class exemption to provide relief from climate reporting duties for CREs that are in liquidation, receivership, or voluntary administration. Submissions close 20 July 2023.
    Tags
    Consultations, Authorised body under a FAP, Banking, Ethical finance, Insurance Providers, Climate related disclosure, Roles, Financial Institutions, Business, Managed investment schemes
    Type
    Page

  11. 20 June 2023

    Services

    This section of the FMA website provides licensing, supervision and guidance information for all market participants who are licenced and monitored by the FMA.
    Tags
    Roles, Business
    Type
    Page

  12. 20 June 2023

    Financial Markets Conduct (Market Index) Exemption Notice 2023

    This exemption provides relief to managed investment scheme (MIS) managers with funds that invest, in whole or in part, in assets that do not have an appropriate market index (relevant assets) and instead allows managers to take alternative approaches.
    Tags
    Exemptions, FMC Act, Legislation, Roles, Business, Managed investment schemes
    Type
    Page