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Found 2480 results. Displaying page 54 of 166

1. 29 September 2022

   FMA inaugural review of ‘stepping-stone’ market Catalist released

   FMA released annual review of how well Catalist is meeting its licensed market operator obligations.

   Tags

   Media release, Roles, Business, Market operator, News & Insights

   Type

   Page

2. 28 September 2022

   Financial Markets Conduct (Financial Statements for Schemes Consisting Only of Separate Funds) Exemption Notice 2022

   This exemption relieves managers of “notional” managed investment schemes from completing scheme financial statements.

   Tags

   Exemptions, Legislation, Managed investment schemes, Supervisor, Roles, Business

   Type

   Page

3. 27 September 2022

   Consultation paper Client money or property service provider guidance

   Consultation on proposed guidance on the obligations for client money or property service providers.

   Tags

   Client money or property services provider, Consultations, Roles, Business

   Type

   PDF

4. 27 September 2022

   Feedback form Client money and property service guidance

   Feedback form for consultation client money and property services guidance.

   Tags

   Client money or property services provider, Consultations, Roles, Business

   Type

   Word document, Feedback form

5. 27 September 2022

   Consultation: Proposed guidance for client money or property service providers

   Consultation on proposed guidance on the obligations for client money or property service providers.

   Tags

   Client money or property services provider, Consultations, Roles, Business

   Type

   Page, Open, Consultation

6. 23 September 2022

   RBNZ and FMA seeking feedback on draft FMI Standards

   RBNZ and FMA are inviting feedback on the exposure drafts of standards for financial market infrastructures (FMIs).

   Tags

   Financial market infrastructures, Media release, Roles, Business, News & Insights

   Type

   Page

7. 23 September 2022

   Consultation: Proposed standards for Financial Market Infrastructure Act

   The development of the FMI Standards is a key milestone in the implementation of the FMI Act. The consultation from the RBNZ invites responses by 18 November 2022.

   Tags

   Financial market infrastructures, Consultations, Roles, Business

   Type

   Page, Open, Consultation

8. 21 September 2022

   Consolidated managed fund data

   Quarterly files with consolidated data for non-KiwiSaver managed funds.

   Tags

   Roles, Reports and Papers, Business, Managed investment schemes, News & Insights, Supervisor

   Type

   Page, Report

9. 14 September 2022

   KiwiSaver Statements survey

   KiwiSaver statements survey to understand members’ engagement with their annual statement and attitudes towards KiwiSaver.

   Tags

   Managed investment schemes, Supervisor, Roles, KiwiSaver & Superannuation, Business, Consumer

   Type

   Page, Surveys

10. 13 September 2022

    KiwiSaver members showing mettle against market volatility, have more interest in annual statements

    Latest KiwiSaver statements report shows 80% of members engaging with their annual statements.

    Tags

    KiwiSaver providers, KiwiSaver & Superannuation, Managed investment schemes, Roles, Supervisor, Media release, Business, Consumer, News & Insights

    Type

    Page

11. 12 September 2022

    Consultation: Proposed regulatory returns for licensed Class 3 Financial Advice Providers (FAPs)

    Consultation on the proposed regulatory returns for licensed Class 3 Financial Advice Providers (FAPs).

    Tags

    Financial Advice Provider, New Financial Advice regime, Roles, Consultations, Authorised body under a FAP, Business

    Type

    Page

12. 11 September 2022

    KiwiSaver Statements Report 0722

    The KiwiSaver Statements research report commissioned by the FMA July 2022

    Tags

    KiwiSaver providers, Supervisor, KiwiSaver & Superannuation, Reports and Papers, Managed investment schemes, Roles, Business, Consumer, News & Insights

    Type

    PDF

13. 9 September 2022

    Feedback form regulatory returns for licensed Class 3 financial advice providers

    Feedback form for public consultation on the proposed regulatory returns that licensed Class 3 financial advice providers will be required to provide to the FMA

    Tags

    Financial Advice Provider, New Financial Advice regime, Roles, Business

    Type

    Word document, Feedback form, Consultation

14. 9 September 2022

    Consultation paper on proposed Regulatory returns for licensed Class 3 financial advice providers

    Public consultation on the proposed regulatory returns that licensed Class 3 financial advice providers will be required to provide to the FMA

    Tags

    Financial Advice Provider, New Financial Advice regime, Roles, Business

    Type

    PDF, Consultation

15. 9 September 2022

    Proposed annual regulatory return information to be provided by licensed CLASS 3 FAPs to the FMA (questions)

    Proposed annual regulatory return information to be provided by licensed CLASS 3 Financial advice providers (FAPs) to the FMA
    
    

    Tags

    Financial Advice Provider, New Financial Advice regime, Roles, Business

    Type

    Word document, Consultation