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  1. 20 September 2023

    KiwiSaver Annual Report

    The KiwiSaver Annual report 2023 summarises our activities as a regulator relating to KiwiSaver during the previous financial year. 
    Tags
    Roles, Reports and Papers, KiwiSaver providers, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    Page

  2. 19 September 2023

    Craigs Investment Partners Self-select schemes

    The FMA granted a waiver of part of the FMA levy to Craigs Investment Partners Self-Select Schemes (Craigs) on 9 October 2023 pursuant to Regulation 14 of the Financial Markets Authority (Levies) Regulations 2012.
    Tags
    Waivers, Roles, Business, Managed investment schemes
    Type
    Page

  5. 14 September 2023

    Pallas Group DBG

    Pallas Group includes Pallas Capital Limited FSP1004241, Pallas Trustees Limited FSP1004322, and Pallas Commercial Lending Limited FSP1004240.
    Tags
    Reporting entities, Roles, Business, Designated Business Group (DBG)
    Type
    Page

  6. 8 September 2023

    Consultation: Climate-related disclosures timing challenge

    The FMA is consulting on a proposed exemption to exempt certain climate reporting entities from the requirement to include a link to their climate statements in their annual report for a 2-year period. Submissions close 7 August 2023.
    Tags
    Consultations, Roles, Authorised body under a FAP, Ethical finance, Climate related disclosure, Financial Institutions, Managed Investment Schemes, Climate Reporting Entities, Business, Managed investment schemes
    Type
    Page

  7. 5 September 2023

    RBNZ and FMA Governance Thematic Review outlines good practices and areas for improvement

    A cross-sector thematic review of regulated entities’ governance practices by the Reserve Bank of New Zealand (RBNZ) and the Financial Markets Authority (FMA) has highlighted the need for boards to be focused on continuous improvement to ensure future success.
    Tags
    Media release, Directors, Insurance Providers, Roles, Conduct, Conduct of Financial Institutions Bill (CoFI), Business, News & Insights
    Type
    Page

  8. 5 September 2023

    Governance Thematic Review FMA and RBNZ

    This publication reports on the findings from a joint review of 29 entities across the banking, insurance, non-bank deposit taking and investment management sectors to assist boards to meet their obligations and help drive good governance outcomes.
    Tags
    Directors, Banking, Conduct, Reports and Papers, Insurance Providers, Conduct of Financial Institutions Bill (CoFI), Roles, Business, News & Insights
    Type
    PDF

  9. 5 September 2023

    Governance Thematic Review

    A joint RBNZ and FMA thematic review examining the policies, processes and operational practices of boards of financial institutions in key areas of governance.
    Tags
    Directors, Banking, Conduct, Insurance Providers, Conduct of Financial Institutions Bill (CoFI), Roles, Reports and Papers, Business, News & Insights
    Type
    Page

  10. 31 August 2023

    Community Finance DBG

    Community Finance DBG including: Community Finance Limited and Community Finance Security Trustee Limited
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  12. 29 August 2023

    FAQs

    This page frequently asked questions about Offers of financial products including: due diligence; kinds of financial offers; Product Disclosure statements (PDS); dual language PDS exemptions; equity offer financial information; debt offers financial information; schedule 1 offers; offers under employee share purchase schemes; small offers and offers of financial products of same class as quoted financial products.
    Tags
    Offer information, Business
    Type
    Page

  13. 29 August 2023

    Bancorp DBG

    Bancorp DBG including: Bancorp Credit Cards Limited, Bancorp Bancorp Group Limited, Bancorp Income Choice Limited, Bancorp Wealth Management Limited, Castlerock GP Limited, Youown Housing GP Limited, Kakapo Management Limited, Kakapo GP Limited.
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  14. 29 August 2023

    Futurisk Insurance Limited DBG

    Futurisk Insurance Limited DBG is a designated business unit including Futurisk Insurance Limited, Futurisk Insurance (Kapiti) Limited, Futurisk Insurance (Waikato) Limited
    Tags
    Reporting entities, Business
    Type
    Page

  15. 25 August 2023

    OMNI INSURANCE BROKERS LIMITED

    OMNI INSURANCE BROKERS LIMITED, FSP36601 is an AML reporting entity
    Tags
    Roles, AML/CFT, Business
    Type
    Page