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Found 3691 results. Displaying page 65 of 247

  1. 27 June 2023

    Consumer Guide Capital Notes

    Capital notes and similar products such as perpetual subordinated notes or hybrid securities.
    Tags
    Bonds, Ways to invest, Investing, Consumer
    Type
    PDF

  3. 19 August 2022

    Aedifice Capital Designated Business Group

    Aedifice Capital Designated Business Group is a Designated Business Group with members: Aedifice Capital Partners Limited, Aedifice Capital Limited and Aedifice Capital Fund Limited Partnership.
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  4. 28 July 2016

    FMA releases conduct guide for feedback

    FMA has released a guide to how it will examine whether financial services providers are demonstrating good conduct under the Financial Markets Conduct Act (FMC Act).
    Tags
    Conduct, Media release, Business, News & Insights
    Type
    Page

  6. 25 September 2019

    FMA welcomes Government announcement on expanded remit

    The FMA (Financial Markets Authority) welcomed the Government’s announcement that it would introduce legislation to create an oversight regime for regulating conduct in the banking and insurance sectors.
    Tags
    Governance, Media release, FMA, News & Insights
    Type
    Page

  8. 25 October 2023

    Fixed Rate Options – Social media advertising harvesting investor details

    We are concerned that advertisements from “Fixed Rate Options” appearing in social media feeds may be connected to a scam. The advertisements claim to help consumers discover the “top five performing fixed term deposits in 2023”.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  10. 3 November 2023

    FMA acknowledges insider trading sentence

    The individual found guilty of insider conduct in relation to the sale of shares in Pushpay Holdings Limited (NZX:PPH) has been sentenced to six months community detention and must pay a fine of $100,000.
    Tags
    Media release, Insider trading, Enforceable undertaking, Powers, Business, News & Insights, Enforcement
    Type
    Page

  11. 2 November 2023

    MaxTradeCap - Suspected scam

    MaxTradeCap has made false and unsubstantiated claims about being a registered and licensed financial entity in New Zealand.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  14. 13 November 2023

    Financial Market Infrastructures Act Designation Notice NZ Clear 2023

    This notice is issued under Clause 4 of Schedule 1 of the Financial Markets Infrastructures Act 2021 by the Reserve Bank of New Zealand and the Financial Markets Authority.
    Tags
    Financial market infrastructures, Market operator, Roles, Business
    Type
    PDF