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  1. 24 January 2023

    FMA Annual Report 2022

    This is the FMA 2021/2022 annual report. Our annual reports detail the results we have achieved against our stated intentions. Our annual reports are a great way to review our operational highlights for each financial year.
    Tags
    Type
    PDF, Annual report, Corporate publications

  2. 30 October 2019

    FMA Annual Report 2019

    The FMA Annual Report 2019 details the results we have achieved against our stated intentions.
    Tags
    Type
    PDF, Annual report, Corporate publications

  4. 12 August 2022

    Standard Conditions - FAP licences

    Standard Conditions for financial advice provider licences.
    Tags
    Financial Advice Provider, Standard conditions, Roles, Licensing & registration, Business
    Type
    PDF

  5. 28 January 2022

    Application Form - Supervisors Licence TRU1.1

    Application Form for Financial Markets Supervisors Licence
    (For a New Licence or to Replace an Expiring Licence) TRU1.1
    Tags
    Licensing & registration, Roles, Business, Supervisor
    Type
    PDF, Application form

  6. 11 September 2019

    Director Essentials in Te Reo Maori - IoD

    Ka tautoko ngā poari whakahaere rangatōpū pai i te angitu o ngā kaihaumi. Hei hāpai kia tipu ai, kia momoho ai ngā kamupene, me mōhio ngā whakataka ki te whakahaere mōrea me te whai i ngā huarahi mōrea i runga i te wairua takohanga. Ehara te noho hei whakataka i te ingoa noa iho. He matawhānui ngā mahi me ngā herenga matatika, ture, arumoni hoki o te tūnga whakataka. This guide was issued by the FMA and Institute of Directors.
    Tags
    Directors, Roles, Business
    Type
    PDF, Resource

  7. 11 September 2018

    Director Essentials - IoD

    This guide is intended to provide company directors and prospective directors with a quick reference and overview of some of the key things they should think about. It outlines some of the legal requirements, ethical considerations and best practice areas for directors to consider, to be effective in their role. The guide was issued by the FMA and the Institute of Directors.
    Tags
    Compliance, Directors, Roles, Business
    Type
    PDF

  10. 6 September 2021

    COVID19 - Vaccination Information privacy notice for FMA Visitors

    The FMA’s approach to managing the COVID-19 pandemic is to protect the health, safety and welfare of our staff, their families and whānau, our visitors and to maintain our ability to continue delivering services.
    Tags
    COVID-19, FMA, News & Insights
    Type
    PDF, Notice

  14. 16 June 2021

    Licensing interposed persons and engaged entity arrangements information sheet

    This information sheet sets out FMA’s approach to licensing financial advice arrangements and provides guidance on circumstances where an engaged entity or interposed person won’t need to be licensed as a FAP.
    Tags
    Roles, Licence guide, Licensing & registration, Business, Interposed persons under new financial advice regime
    Type
    PDF, Information Sheet

  15. 20 April 2023

    Am I a Climate Reporting Entity FAQ

    Entities required by legislation to produce climate statements are known as Climate Reporting Entities or CREs. Find out if you are a Climate Reporting Entity on this fact sheet.
    Tags
    Climate related disclosure, Banking, Insurance Providers, Roles, Authorised body under a FAP, Financial Institutions, Climate Reporting Entities, Business, Managed investment schemes, Supervisor
    Type
    PDF, Fact sheet