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1. 30 December 2018

   31 December 2018 Disclose Register MIS fund updates

   This document is the Disclose Register for MIS fund updates for 31 December 2018

   Tags

   Disclose register, Business

   Type

   Spreadsheet

2. 30 June 2016

   30 June 2016 Disclose Register Kiwisaver fund updates

   This document is the Disclose Register for KiwiSaver fund updates for 30 June 2016

   Tags

   Disclose register, Business

   Type

   Spreadsheet

3. 6 November 2015

   Proposed amendments to the Auditor Regulation Act (Prescribed Minimum Standards and Conditions for Licensed Auditors and Registered Audit Firms) Notice 2012

   The table in this paper summarises the submissions made on our consultation paper on proposed amendments to the Auditor Regulation Act (Prescribed Minimum Standards and Conditions for Licensed Auditors and Registered Audit Firms) Notice 2012, released in September 2015.

   Tags

   Auditors, Consultations, Roles, Business

   Type

   PDF

4. 16 June 2021

   Financial advice lender exclusion updated 2021

   This information sheet explains the circumstances that may exclude a lender from some Financial Markets Conduct Act 2013 (FMC Act) obligations related to financial advice. The exclusion applies only in relation to consumer credit contracts and certain credit-related insurance contracts. Updated documented published 16/06/21

   Tags

   Financial Adviser, Roles, Business

   Type

   PDF, Information Sheet

5. 10 November 2015

   ARA Prescribed Minimum Standards and Conditions for Licensed Auditors and Registered Audit Firms Notice 2012 Consolidated 10 Nov 2015

   Minimum standards and conditions for licensed auditors and registered audit firms notice 2015.

   Tags

   Type

   Word document

6. 27 December 2020

   31 December 2020 Disclose Register MIS fund updates

   This document is the Disclose Register for MIS fund updates for 31 December 2020

   Tags

   Disclose register, Business

   Type

   Spreadsheet

7. 27 July 2021

   Developing cyber resilience for financial advice providers Guidance

   This information sheet assists small and medium-sized financial advice providers (FAPs) with enhancing the security and resilience of their technology systems.

   Tags

   Financial Advice Provider, Roles, Business

   Type

   PDF, Information Sheet

8. 30 June 2021

   30 June 2021 Disclose Register KiwiSaver fund updates

   This document is the Disclose Register for KiwiSaver fund updates for 30 June 2021

   Tags

   Disclose register, Business

   Type

   Spreadsheet

9. 24 December 2021

   31 December 2021 Disclose Register KiwiSaver fund update

   Tags

   Managed investment schemes, Roles, Business

   Type

   Spreadsheet

10. 30 September 2016

    30 September 2016 Disclose Register Kiwisaver fund updates

    This document is the Disclose Register for KiwiSaver fund updates for 30 September 2016

    Tags

    Disclose register, Business

    Type

    Spreadsheet

11. 30 September 2021

    30 September 2021 Disclose Register KiwiSaver fund updates

    This document is the Disclose Register for KiwiSaver fund updates for 30 September 2021

    Tags

    Disclose register, Business

    Type

    Spreadsheet

12. 5 July 2022

    FMA consultation on Code Standard 3 Guidance

    Consultation paper: Proposed guidance on reasonable grounds for financial advice about IPOs and listed equity securities

    Tags

    Consultations, Business

    Type

    PDF, Consultation

13. 9 September 2022

    Proposed annual regulatory return information to be provided by licensed CLASS 3 FAPs to the FMA (questions)

    Proposed annual regulatory return information to be provided by licensed CLASS 3 Financial advice providers (FAPs) to the FMA
    
    

    Tags

    Financial Advice Provider, New Financial Advice regime, Roles, Business

    Type

    Word document, Consultation

14. 29 September 2018

    30 September 2018 Disclose Register KiwiSaver fund updates

    This document is the Disclose Register for KiwiSaver fund updates for 30 September 2018

    Tags

    Disclose register, Business

    Type

    Spreadsheet

15. 23 December 2016

    31 December 2016 Disclose Register Kiwisaver fund updates

    This document is the Disclose Register for KiwiSaver fund updates for 31 December 2016

    Tags

    Disclose register, Business

    Type

    Spreadsheet