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Found 1717 results. Displaying page 29 of 115

  1. 13 November 2013

    Consultation licensing MIS

    Consultation: Draft minimum standards and licence conditions for managers of non-restricted and registered Managed Investment Schemes (MIS).
    Tags
    Managed investment schemes, Consultations, Roles, Business
    Type
    PDF

  2. 12 March 2018

    Annual Regulatory returns for DIMS providers questions

    Annual regulatory return information to be provided by licensed Discretionary Investment Management Services (DIMS) providers to the FMA.
    Tags
    Discretionary investment management scheme (DIMS), Roles, Regulatory returns, Business
    Type
    Word document

  4. 2 June 2017

    Report: Encouraging fund choice in KiwiSaver

    This 2017 report is for KiwiSaver providers and for providers of any Managed Investment Scheme.
    Tags
    Reports and Papers, KiwiSaver providers, Roles, Business, Managed investment schemes, News & Insights
    Type
    PDF

  5. 13 August 2015

    Guide to market misconduct risks for MIS managers

    This information sheet is to help Managed Investment Scheme (MIS) managers understand how to manage market misconduct risks in trading activity.
    Tags
    Roles, Business, Managed investment schemes, Supervisor
    Type
    PDF, Information Sheet

  6. 16 June 2022

    Investor Confidence Report 2022

    The Investor confidence Research report 2022 measures attitudes towards and investment in New Zealand’s financial markets.
    Tags
    Reports and Papers, News & Insights
    Type
    PDF, Surveys

  7. 1 May 2016

    Exemption notice - Craigs DIMS

    Financial Markets Conduct Exemption Notice 2016: Craigs Investment Partners Limited Contingency DIMS.
    Tags
    Exemptions, Business
    Type
    PDF

  8. 15 October 2013

    FMP Medical Services Limited - order

    Notice of orders to FMP Medical Services Limited cancelling registration of prospectus and prohibiting distribution of investment statement 15 October 2013
    Tags
    Enforcement
    Type
    PDF

  10. 29 September 2023

    FMA consults on proposed liquidity risk management guidance

    FMA has released proposed guidance for Managed Investment Scheme (MIS) managers and their supervisors for effective liquidity risk management (LRM).
    Tags
    Media release, Supervisors, Roles, Business, Managed investment schemes, News & Insights
    Type
    Page

  11. 6 September 2023

    KiwiSaver

    KiwiSaver is a voluntary work-based savings scheme set up by the Government to encourage New Zealanders to prepare for retirement.This page helps you understand KiwiSaver so that you can make informed investment decisions.
    Tags
    KiwiSaver & Superannuation, Consumer
    Type
    Page

  12. 24 October 2018

    Ease of doing business survey 2018

    The FMA’s “Ease of doing business survey” is a piece of research from a sample of our regulated populations and the stakeholders we deal with.
    This research helps us to better understand the impact that our work has on market participants and stakeholders. It informs the way we work and our focus on continuous improvement in our effectiveness and efficiency.
    Tags
    Reports and Papers, News & Insights
    Type
    PDF, Research

  13. 24 October 2018

    Ease of doing business survey 2018

    The FMA’s “Ease of doing business survey” is a piece of research from a sample of our regulated populations and the stakeholders we deal with.
    This research helps us to better understand the impact that our work has on market participants and stakeholders. It informs the way we work and our focus on continuous improvement in our effectiveness and efficiency.
    Tags
    Reports and Papers, News & Insights
    Type
    PDF, Research

  14. 27 January 2022

    Ease of Doing Business Stakeholder research 2021

    The FMA’s “Ease of doing business survey 2021” is a piece of research from a sample of our regulated populations and the stakeholders we deal with.
    This research helps us to better understand the impact that our work has on market participants and stakeholders. It informs the way we work and our focus on continuous improvement in our effectiveness and efficiency.
    Tags
    Reports and Papers, News & Insights
    Type
    PDF, Surveys

  15. 23 June 2015

    Ease of doing business Stakeholder research 2015

    The FMA’s “Ease of doing business survey” is a piece of research from a sample of our regulated populations and the stakeholders we deal with. This research helps us to better understand the impact that our work has on market participants and stakeholders. It informs the way we work and our focus on continuous improvement in our effectiveness and efficiency.
    Tags
    Reports and Papers, News & Insights
    Type
    PDF, Surveys