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Found 3786 results. Displaying page 63 of 253

1. 26 July 2021

   Regulators’ discussion on Conduct of Financial Institutions Amendment Bill, Financial Markets Law Conference 2021

   Regulators’ discussion on Conduct of Financial Institutions Amendment Bill, Financial Markets Law Conference, Auckland, 26 July 2021

   Tags

   Speeches and presentations , News & Insights

   Type

   PPT

2. 27 July 2023

   The Conduct of Financial Institutions regime presentation by Michael Hewes Financial Markets Law Conference

   Michael Hewes, Director Deposit Taking, insurers and advice at the FMA presents at the Financial Markets Law conference.

   Tags

   Banking, Speeches and presentations , Insurance Providers, Conduct of Financial Institutions Bill (CoFI), Financial Institutions, Business, News & Insights

   Type

   PPT, PDF

3. 29 April 2016

   Exemption Notice - Financial Markets Conduct Genworth Financial Mortgage Insurance Pty Limited

   Financial Markets Conduct (Glenworth Financial Mortgage Insurance Pty Limited) Exemption Notice 2016

   Tags

   Exemptions, Business

   Type

   PDF

4. 30 November 2023

   Consultation agreement between the financial markets authority New Zealand (FMA) and the Financial Markets Standards Board (FMSB)

   FMSB and the FMA have strong shared interests in maintaining, and where appropriate improving, the operation of wholesale FICC markets and this underpins the close strategic and working relationship set out in this Consultation Agreement.

   Tags

   Regulatory cooperation, FMA

   Type

   PDF, MOU

5. 15 February 2024

   Financial Markets Conduct (Financial Reporting – Precinct Properties Group) Exemption Notice 2024

   The Notice permits the Precinct Properties Group to prepare consolidated group financial statements for the purposes of Part 7 of the Act instead of each of PPNZ and PPIL having to prepare separate group financial statements.

   Tags

   Exemptions, Business

   Type

   Page, Financial Markets Conduct Act exemptions, Current, Exemption notice

6. 3 April 2017

   FMA confirms short-term derivatives to be licensed

   The Financial Markets Authority has today confirmed that businesses selling short-duration derivatives need to be licensed. The Financial Markets Conduct Act introduced licensing for derivatives issuers in December 2014.

   Tags

   Derivatives, Ways to invest, Investing, Media release, Consumer, News & Insights

   Type

   Page

7. 10 December 2021

   FMA issues warning that www.hubert-acker.com impersonating overseas broker

   WARNING: FMA believe that www.hubert-acker.com are impersonating a licensed broker in Belgium. We are aware that a New Zealand investor has been cold called by their representatives offering financial services.

   Tags

   Consumer, Scams

   Type

   Page

8. 30 November 2021

   International regulator warning: www.skywinprofit.com

   WARNING: Hong Kong Securities and Futures Commission (HKSFC) published a warning about the skywinprofit website on 16 Jun 2021 for falsely claiming to be licensed by the HKSFC and purporting to be associated HKSFC licensed entities.

   Tags

   International regulator alerts, Suspected scam, Consumer, Scams

   Type

   Page

9. 12 June 2017

   24Options

   24Options is not registered to offer financial services in New Zealand.

   Tags

   International regulator alerts, Scams

   Type

   Page

10. 5 May 2017

    Bancde Options

    Bancde Options is not allowed to offer financial services in New Zealand.

    Tags

    Unregistered business, Investor warning, Consumer, Scams

    Type

    Page

11. 19 April 2017

    Opteck

    Opteck is not registered in New Zealand to offer financial services in New Zealand.

    Tags

    International regulator alerts, Scams

    Type

    Page

12. 1 November 2013

    Capital Alliance Limited

    Offers Financial Services in New Zealand without appropriate Registration.

    Tags

    Investor warning, Consumer

    Type

    Page

13. 11 October 2023

    Saltaire Finance - Unregistered business, unsolicited offers

    We are aware that a representative from saltairefinanceplc.com has made unsolicited contact to a New Zealand resident and offered investment in shares. The Financial Markets Conduct Act 2013 prohibits unsolicited offers of financial products.

    Tags

    Investor warning, Consumer

    Type

    Page

14. 12 March 2018

    Annual Regulatory returns for licensed Derivative Issuers questions

    Annual regulatory return information to be provided by licensed Discretionary Investment Management Services (DIMS) providers to the FMA

    Tags

    Discretionary investment management scheme (DIMS), Roles, Business

    Type

    Word document

15. 30 June 2016

    Trade24 Investments Limited

    Trade24 Investments Limited is not registered as a Financial Services provider in New Zealand and is therefore not allowed to offer financial services in New Zealand.

    Tags

    Investor warning, Unregistered business, Consumer

    Type

    Page